SUMMIT FINANCIAL SERVICES, LLC
Legal name: SUMMIT CAPITAL ADVISORS
CRD #116737 SEC #801-66622 TACOMA, WA 253-589-1401
SEC Registered
Total AUM
$31.6M
Discretionary
$31.6M
Employees
5
Clients
51
Accounts
189
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOWELL, ERICA, LYNN | I | PARTNER | NA | |
| HOWELL, ERICA, LYNN | I | PARTNER | NA | |
| SUITS, JAMES, HARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUITS, JAMES, HARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUITS, JAMES, HARRY | I | MANAGING MEMBER | D | Control |
| SUITS, JAMES, HARRY | I | MANAGING MEMBER | D | Control |
| HARRISON-SUITS, KATHY, ANN | I | VICE-PRESIDENT | C | Control |
| HARRISON-SUITS, KATHY, ANN | I | VICE-PRESIDENT | C | Control |
Registrations
Federal
IA
Mar 2, 2007 REGISTERED
Notice Filings (1)
WA
Address
2200 N. 30TH ST.SUITE 202
TACOMA, WA 98403
USA
Phone: 253-589-1401