HEFFERNAN ADVISORY, INC.
CRD #116771 SEC #801-67175 FLAGSTAFF, AZ 928-774-9598
SEC Registered
Total AUM
$315.9M
Discretionary
$315.9M
Employees
11
Clients
1
Accounts
599
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEFFERNAN, FRANCIS, MICHAEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | DIRECTOR | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | DIRECTOR | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | DIRECTOR | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | DIRECTOR | NA | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORTIMER, PHILIP | I | TREASURER | NA | Control |
| MORTIMER, PHILIP | I | TREASURER | NA | Control |
| MORTIMER, PHILIP | I | TREASURER | NA | Control |
| MORTIMER, PHILIP | I | TREASURER | NA | Control |
| Mahoney, Jennifer, A | I | SECRETARY | NA | Control |
| Mahoney, Jennifer, A | I | SECRETARY | NA | Control |
| Mahoney, Jennifer, A | I | SECRETARY | NA | Control |
| Mahoney, Jennifer, A | I | SECRETARY | NA | Control |
| THIBAULT, BLAKE, ALEXANDER | I | DIRECTOR | NA | Control |
| THIBAULT, BLAKE, ALEXANDER | I | DIRECTOR | NA | Control |
| THIBAULT, BLAKE, ALEXANDER | I | DIRECTOR | NA | Control |
| THIBAULT, BLAKE, ALEXANDER | I | DIRECTOR | NA | Control |
| THIBAULT, BLAKE, ALEXANDER | I | DIRECTOR | NA | Control |
| THIBAULT, BLAKE, ALEXANDER | I | DIRECTOR | NA | Control |
| THIBAULT, BLAKE, ALEXANDER | I | DIRECTOR | NA | Control |
| THIBAULT, BLAKE, ALEXANDER | I | DIRECTOR | NA | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOYT, JAMES, DOUGLASS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFFERNAN INSURANCE BROKERS | C | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFFERNAN INSURANCE BROKERS | C | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFFERNAN INSURANCE BROKERS | C | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFFERNAN INSURANCE BROKERS | C | Control |
Registrations
Federal
IA
Dec 3, 2025 REGISTERED
Notice Filings (5)
AZ CA CO OR TX
Address
809 W. RIORDAN ROADSUITE 104
FLAGSTAFF, AZ 86001
United States
Phone: 928-774-9598