GOLDPOINT PARTNERS LLC
CRD #116776 SEC #801-61010 NEW YORK, NY 212-601-3600
SEC Registered Private Funds
Total AUM
$13.6B
Discretionary
$13.4B
Employees
55
Clients
--
Accounts
31
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BADLER, SARA, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BADLER, SARA, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BAIN, KAREN, ANN | I | VICE PRESIDENT - TAX | NA | Control |
| BANGS, DAVID, LUCIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BANGS, DAVID, LUCIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BANGS, DAVID, LUCIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BANGS, DAVID, LUCIEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | VICE PRESIDENT, MANAGER | NA | Control |
| BARKER, JAMES, MONROE | I | VICE PRESIDENT, MANAGER | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| BARKER, JAMES, MONROE | I | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BARRACK, ROBERT, MARTIN | I | CHIEF OPERATING OFFICER | NA | Control |
| BEDARD, DAVID, G | I | MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, G | I | MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, G | I | MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, G | I | MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, G | I | MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BEDARD, DAVID, GERALD | I | ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | VICE PRESIDENT, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | VICE PRESIDENT, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | CHIEF INVESTMENT OFFICER, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | CHIEF INVESTMENT OFFICER, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | CHIEF INVESTMENT OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | CHIEF INVESTMENT OFFICER, MANAGER, CHAIRMAN OF THE INVESTMENT COMMITTEES | NA | Control |
| BENEVENTO, STEVEN, M | I | CHIEF INVESTMENT OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | CHIEF INVESTMENT OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BENEVENTO, STEVEN, M | I | CHIEF INVESTMENT OFFICER, MANAGER | NA | Control |
| BENEVENTO, STEVEN, M | I | EXECUTIVE VICE PRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| CALHOUN, JAY, STEELE | I | MANAGER | NA | Control |
| CALHOUN, JAY, STEELE | I | MANAGER | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT, MEMBER OF THE INVESTMENT COMMITTEE | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT, MEMBER OF THE INVESTMENT COMMITTEE | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT, MEMBER OF THE INVESTMENT COMMITTEE | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT, MEMBER OF THE INVESTMENT COMMITTEE | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CASHION, MATTHEW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHENG, WILLIAM, YING | I | MANAGER | NA | Control |
| CHENG, WILLIAM, YING | I | MANAGER | NA | Control |
| CLEMENS, ADAM, GERARD | I | PRESIDENT, MANAGER | NA | Control |
| CLEMENS, ADAM, GERARD | I | PRESIDENT, MANAGER | NA | Control |
| CLEMENS, ADAM, GERARD | I | PRESIDENT, MANAGER | NA | Control |
| CLEMENS, ADAM, GERARD | I | EXECUTIVE V. PRES. AND CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| CLEMENS, ADAM, GERARD | I | EXECUTIVE V. PRES. AND CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| CLEMENS, ADAM, GERARD | I | EXECUTIVE V. PRES. AND CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| CULLEN, JOHN, ANDREW | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| FLEURANT, JOHN, THOMAS | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| FLEURANT, JOHN, THOMAS | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| FLEURANT, JOHN, THOMAS | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| FLEURANT, JOHN, THOMAS | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| FLEURANT, JOHN, THOMAS | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| FLEURANT, JOHN, THOMAS | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| FLEURANT, JOHN, THOMAS | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GELB, SEAN, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOMEZ, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | MEMBER OF BOARD, MEMBER OF AUDIT COMMITTEE | NA | Control |
| GRADY, JOHN, MICHAEL | I | MEMBER OF BOARD, MEMBER OF AUDIT COMMITTEE | NA | Control |
| GRADY, JOHN, MICHAEL | I | MEMBER OF BOARD, MEMBER OF AUDIT COMMITTEE | NA | Control |
| GRADY, JOHN, MICHAEL | I | MEMBER OF BOARD, MEMBER OF AUDIT COMMITTEE | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAUBENSTRICKER, THOMAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAUBENSTRICKER, THOMAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | EXECUTIVE VICE PRESIDENT, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HAUBENSTRICKER, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HENDRY, THOMAS, ALEXANDER | I | ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HIGBEE, SCOTT, DAVID | I | EXECUTIVE OFFICER | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| IORIO, SCOTT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| IORIO, SCOTT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| IORIO, SCOTT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| IORIO, SCOTT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| IORIO, SCOTT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| IORIO, SCOTT, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE, AUDIT COMMITTEE AND INVESTMENT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE, AUDIT COMMITTEE AND INVESTMENT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE, AUDIT COMMITTEE AND INVESTMENT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE, AUDIT COMMITTEE AND INVESTMENT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | MANAGER | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE, AUDIT COMMITTEE AND INVESTMENT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE, AUDIT COMMITTEE AND INVESTMENT COMMITTEE | NA | Control |
| KIM, JOHN, YONG | I | MANAGER, MEMBER OF COMPENSATION COMMITTEE AND AUDIT COMMITTEE | NA | Control |
| KNOFF, STUART, THOMAS | I | VICE PRESIDENT | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER AND MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER AND MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER AND MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | ELECTED MANAGER AND MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER AND MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER AND MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | ELECTED MANAGER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | ELECTED MANAGER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | ELECTED MANAGER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | ELECTED MANAGER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | ELECTED MANAGER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | ELECTED MANAGER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | ELECTED MANAGER | NA | Control |
| MALLOY, ANTHONY, RAMSEY | I | ELECTED MANAGER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDINA, KEVIN, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MICUCCI, ALISON, HIERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MICUCCI, ALISON, HIERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MICUCCI, ALISON, HIERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MOELCHERT, LOUIS, WILLIAM | I | ELECTED MANAGER | NA | Control |
| MURDOCK, BRIAN, ANDREW | I | MANAGER, MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| MURDOCK, BRIAN, ANDREW | I | MANAGER, MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLIVIERO, MICHAEL, JOSEPH | I | FIRST VICE PRESIDENT - TAX | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| OLLARI, FRANK, JOSEPH | I | MANAGER, MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALKAR, ANUP, VIJAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALLITTO, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARNESS, AMANDA, SARI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| POLLACK, ANNE, FELICE | I | MANAGER AND MEMBER OF THE AUDIT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF THE COMPENSATION COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCHUMACHER, JOHN, EDWARD | I | CHAIRMAN, ELECTED MANAGER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SETER, ARTHUR, HARUTYUN | I | ELECTED MANAGER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| SMITH, KEVIN, ANDREW | I | VICE PRESIDENT | NA | Control |
| SMITH, KEVIN, ANDREW | I | VICE PRESIDENT | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | CHIEF LEGAL OFFICER | NA | Control |
| SMITH, LORNE, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| SMITH, LORNE, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| SMITH, LORNE, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| Taylor, Christopher, Wells | I | ELECTED MANAGER | NA | Control |
| Taylor, Christopher, Wells | I | ELECTED MANAGER | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| VIBBERT, SUSAN, RUSKIN | I | EXECUTIVE VICE PRESIDENT, MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN OF THE BOARD,CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN OF THE BOARD,CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN OF THE BOARD,CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN, MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER, CHAIRMAN OF THE COMPENSATION COMMITTEE | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| YOON, JAE SUNG | I | ELECTED MANAGER | NA | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
| NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC | DE | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC | E | Control |
Registrations
Federal
IA
May 11, 2020 REGISTERED
Address
299 PARK AVENUE, 37TH FLOORNEW YORK, NY 10171
United States
Phone: 212-601-3600