BARKER FINANCIAL GROUP, INC.
CRD #116817 SEC #801-79411 TOPSFIELD, MA 781-743-2600
SEC Registered Disclosures
Total AUM
$209.4M
Discretionary
$209.4M
Employees
3
Clients
26
Accounts
595
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, JAMES, THEODORE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 13, 2024 REGISTERED
Notice Filings (13)
CA CT DC FL MA ME NH NJ NY RI TX VA VT
Address
10 SOUTH MAIN STREETSUITE 104
TOPSFIELD, MA 01983
United States
Phone: 781-743-2600