BROOKFIELD REDDING LLC
CRD #116844 SEC #801-60716 CHICAGO, IL 312-377-8300
SEC Registered
Total AUM
$1.1B
Discretionary
$822.4M
Employees
--
Clients
--
Accounts
34
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAINE, JASON, S. | I | VICE PRESIDENT | NA | Control |
| BAINE, JASON, S. | I | VICE PRESIDENT | NA | Control |
| BAINE, JASON, S. | I | VICE PRESIDENT | NA | Control |
| CROCKER, DOUGLAS | I | MEMBER | NA | |
| CROCKER, DOUGLAS | I | MEMBER | NA | |
| CROCKER, DOUGLAS | I | MEMBER | NA | |
| CROCKER, DOUGLAS | I | MEMBER | NA | |
| D'ESPOSITO, M., KATHERINE | I | MEMBER | NA | |
| D'ESPOSITO, M., KATHERINE | I | CHIEF OPERATING OFFICER | NA | Control |
| D'ESPOSITO, M., KATHERINE | I | CHIEF FINANCIAL & COMPLIANCE OFFICER | NA | Control |
| D'ESPOSITO, M., KATHERINE | I | CHIEF OPERATING OFFICER | NA | Control |
| DENNEHY, CORNELIUS PATRICK | DE | EXECUTIVE VICE PRESIDENT | NA | Control |
| MELCHOR, GREGORY | I | MEMBER | NA | |
| MELCHOR, GREGORY | I | MEMBER | NA | |
| MELCHOR, GREGORY | I | MEMBER | NA | |
| MELCHOR, GREGORY | I | MEMBER | NA | |
| REDDING, KIM, GORDON | I | CEO | NA | Control |
| REDDING, KIM, GORDON | I | CEO | NA | Control |
| REDDING, KIM, GORDON | I | CEO | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMMER, JOSEPH, THOMAS | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| STAPLES, DIANNE, RENEE | I | CHIEF FINANCIAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLES, DIANNE, RENEE | I | CHIEF FINANCIAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLES, DIANNE, RENEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STAPLES, DIANNE, RENEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STAPLES, DIANNE, RENEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STAPLES, DIANNE, RENEE | I | CHIEF FINANCIAL AND COMPLIANCE OFFICER | NA | Control |
| TANNURA, NICHOLAS, DONALD | I | PRESIDENT | NA | Control |
| TANNURA, NICHOLAS, DONALD | I | PRESIDENT | NA | Control |
| TANNURA, NICHOLAS, DONALD | I | PRESIDENT | NA | Control |
| BROOKFIELD REDDING INC. | DE | MANAGER/MEMBER | E | Control |
| BROOKFIELD REDDING INC. | DE | MANAGER/MEMBER | E | Control |
| REDDING MANAGEMENT, INC. | DE | MANAGER/MEMBER | E | Control |
| REDDING, KIM GORDON | DE | PRESIDENT AND CEO | E | Control |
| REDDING LAVENDER FAMILY LLC | DE | MEMBER | D | Control |
| REDDING LAVENDER FAMILY LLC | DE | MEMBER | D | Control |
| REDDING LAVENDER FAMILY LLC | DE | MEMBER | D | Control |
| REDDING LAVENDER FAMILY LLC | DE | MEMBER | D | Control |
| REDDING, KIM GORDON | DE | PRESIDENT AND CEO | D | Control |
| BAINE, JASON, S. | I | VICE PRESIDENT/MEMBER | B | Control |
| BAINE, JASON, S. | I | VICE PRESIDENT/MEMBER | B | Control |
| BAINE, JASON, S. | I | VICE PRESIDENT/MEMBER | B | Control |
| BAINE, JASON, S. | I | VICE PRESIDENT | B | Control |
| BAINE, JASON, S. | I | VICE PRESIDENT/MEMBER | B | Control |
| DENNEHY, CORNELIUS PATRICK | DE | EXECUTIVE VICE PRESIDENT | B | Control |
| LAVENDER, MELISSA DIANE | DE | SENIOR VICE PRESIDENT | B | Control |
| LAVENDER, MELISSA DIANE | DE | SENIOR VICE PRESIDENT | B | Control |
| TANNURA, NICHOLAS, DONALD | I | PRESIDENT/MEMBER | B | Control |
| TANNURA, NICHOLAS, DONALD | I | PRESIDENT/MEMBER | B | Control |
| TANNURA, NICHOLAS, DONALD | I | PRESIDENT/MEMBER | B | Control |
| TANNURA, NICHOLAS, DONALD | I | PRESIDENT/MEMBER | B | Control |
| LAVENDER, MISSY, D | I | MEMBER | A | Control |
| LAVENDER, MISSY, D | I | MEMBER | A | Control |
| LAVENDER, MISSY, D | I | MEMBER | A | Control |
| LAVENDER, MISSY, D | I | MEMBER | A | Control |
| MELCHOR, GREGORY | I | NONE | A | |
| REDDING, KIM, GORDON | I | CEO/MEMBER | A | Control |
| REDDING, KIM, GORDON | I | CEO/MEMBER | A | Control |
| REDDING, KIM, GORDON | I | CEO/MEMBER | A | Control |
| REDDING, KIM, GORDON | I | CEO/MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRASCAN (US) CORPORATION | DE | BROOKFILED INVESTMENT MANAGEMENT INC | E | Control |
| BRASCAN US HOLDINGS INC | FE | BRASCAN (US) CORP | E | Control |
| BRASCAN US HOLDINGS INC | FE | BROOKFIELD (US) CORPORATION | E | Control |
| BROOKFIELD (US) CORPORATION | DE | BROOKFIELD INVESTMENT MANAGEMENT INC | E | Control |
| BROOKFIELD ASSET MANAGEMENT, INC. | FE | BRASCAN US HOLDINGS INC | E | Control |
| BROOKFIELD ASSET MANAGEMENT, INC. | FE | BRASCAN US HOLDINGS INC | E | Control |
| BROOKFIELD INVESTMENT MANAGEMENT INC | DE | BROOKFIELD REDDING INC. | E | Control |
| BROOKFIELD INVESTMENT MANAGEMENT INC | DE | BROOKFIELD REDDING INC. | E | Control |
| KIM G. REDDING TRUST DATED NOVEMBER 2, 1998 | DE | REDDING MANAGEMENT, INC. | C | Control |
| LAVENDER, MISSY, D | I | REDDING LAVENDER FAMILY LLC | C | Control |
| LAVENDER, MISSY, D | I | REDDING LAVENDER FAMILY LLC | C | Control |
| LAVENDER, MISSY, D | I | REDDING LAVENDER FAMILY LLC | C | Control |
| LAVENDER, MISSY, D | I | REDDING LAVENDER FAMILY LLC | C | Control |
| REDDING, KIM, GORDON | I | REDDING LAVENDER FAMILY LLC | C | Control |
| REDDING, KIM, GORDON | I | REDDING LAVENDER FAMILY LLC | C | Control |
| REDDING, KIM, GORDON | I | REDDING LAVENDER FAMILY LLC | C | Control |
| REDDING, KIM, GORDON | I | REDDING LAVENDER FAMILY LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (2)
CA IL
Address
71 SOUTH WACKER DRIVESUITE 3400
CHICAGO, IL 60606-2841
United States
Phone: 312-377-8300