RIA Intelligence

GRODMAN FINANCIAL GROUP, LLC

CRD #116867 SEC #801-77660 BEDFORD, NH 603-647-9999
SEC Registered
Total AUM
$5.8M
Discretionary
$5.8M
Employees
2
Clients
1
Accounts
45

Firm Details

Organization Type
Limited Liability Company
State of Formation
New Hampshire
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2023
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROPHY, STEPHEN, ALBERTICHIEF COMPLIANCE OFFICERNA Control
BROPHY, STEPHEN, ALBERTICHIEF COMPLIANCE OFFICERNA Control
BROPHY, STEPHEN, ALBERTICHIEF COMPLIANCE OFFICERNA Control
BROPHY, STEPHEN, ALBERTICHIEF COMPLIANCE OFFICERNA Control
BROPHY, STEPHEN, ALBERTICHIEF COMPLIANCE OFFICERNA Control
LEDUC, ALLISON, JULIAICHIEF COMPLIANCE OFFICERNA Control
LEDUC, ALLISON, JULIAICHIEF COMPLIANCE OFFICERNA Control
LEDUC, ALLISON, JULIAICHIEF COMPLIANCE OFFICERNA Control
LEDUC, ALLISON, JULIAICHIEF COMPLIANCE OFFICERNA Control
LEDUC, ALLISON, JULIAICHIEF COMPLIANCE OFFICERNA Control
LEDUC, ALLISON, JULIAICHIEF COMPLIANCE OFFICERNA Control
LEDUC, ALLISON, JULIAICHIEF COMPLIANCE OFFICERNA Control
BROPHY WEALTH MANAGEMENT, LLCDEOWNERE Control
BROPHY WEALTH MANAGEMENT, LLCDEOWNERE Control
BROPHY WEALTH MANAGEMENT, LLCDEOWNERE Control
BROPHY WEALTH MANAGEMENT, LLCDEOWNERE Control
BROPHY WEALTH MANAGEMENT, LLCDEOWNERE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDICCOE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control
GRODMAN, BRIAN, RICHARDIMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BROPHY, STEPHEN, ALBERTIBROPHY WEALTH MANAGEMENT, LLCE Control
BROPHY, STEPHEN, ALBERTIBROPHY WEALTH MANAGEMENT, LLCE Control
BROPHY, STEPHEN, ALBERTIBROPHY WEALTH MANAGEMENT, LLCE Control
BROPHY, STEPHEN, ALBERTIBROPHY WEALTH MANAGEMENT, LLCE Control
BROPHY, STEPHEN, ALBERTIBROPHY WEALTH MANAGEMENT, LLCE Control

Registrations

Federal

IA
Mar 31, 2023 REGISTERED

Notice Filings (6)

FL MA ME NH TX VT

Address

40 SOUTH RIVER ROAD
UNIT 15
BEDFORD, NH 03110
United States
Phone: 603-647-9999