EUREKA CAPITAL MARKETS, LLC
Legal name: EUREKA CAPITAL
CRD #116873 SEC #801-61129 NEWPORT BEACH, CA 949-852-5190
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREENE, STEPHEN ATKINS | I | MANAGING DIRECTOR | NA | Control |
| HYMAN, MARK | I | MANAGING DIRECTOR | NA | Control |
| KIDD, GEORGE HARRISON | I | MANAGING DIRECTOR, COMPLIANCE OFFICER | NA | Control |
| PERRONE, ARTHUR DONALD JR | I | MANAGING DIRECTOR | NA | Control |
| PERRONE, JACQUES ARMAND | I | EXECUTIVE DIRECTOR, FINOP | NA | Control |
| EUREKA CAPITAL PARTNERS LLC | DE | MANAGING MEMBER | E | Control |
| PERRONE, ARTHUR D | I | PRESIDENT/CEO | C | Control |
| PERRONE, JACQUES A | I | CFO | C | Control |
| PIETSCH, GREGORY CHARLES | I | SECRETARY | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FELDMAN, LESLIE HOPE | I | EUREKA CAPITAL PARTNERS, LLC | F | |
| GREENE, STEPHEN ATKINS | I | EUREKA CAPITAL PARTNERS, LLC | F | Control |
| HYMAN, MARK | I | EUREKA CAPITAL PARTNERS, LLC | F | Control |
| KIDD, GEORGE HARRISON | I | EUREKA CAPITAL PARTNERS, LLC | F | Control |
| MARCOS, V MATTHEW | I | EUREKA CAPITAL PARTNERS, LLC | F | |
| OKEEFE, MARK J | I | EUREKA CAPITAL PARTNERS, LLC | F | |
| PERRONE, JACQUES ARMAND | I | EUREKA CAPITAL PARTNERS, LLC | F | Control |
| SIMKINA, SVETLANA EDUARDOVNA | I | EUREKA CAPITAL PARTNERS, LLC | F | |
| PERRONE, ARTHUR DONALD JR | I | EUREKA CAPITAL PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Apr 30, 2002 REGISTERED
Address
4001 MACARTHUR BOULEVARDSUITE 102
NEWPORT BEACH, CA 92660
USA
Phone: 949-852-5190