RIA Intelligence

NR SMITH & ASSOCIATES, P.S.

CRD #116894 SEC #801-67218 OLYMPIA, WA 360-754-9475
SEC Registered
Total AUM
$33.4M
Discretionary
$33.4M
Employees
6
Clients
101
Accounts
80

Firm Details

Organization Type
Corporation
State of Formation
Washington
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SMITH, NORMAN, RICHARDICHIEF COMPLIANCE OFFICER/PRESIDENTE Control
SMITH, NORMAN, RICHARDICHIEF COMPLIANCE OFFICER/PRESIDENTE Control
SMITH, NORMAN, RICHARDICHIEF COMPLIANCE OFFICER/PRESIDENTE Control
SMITH, NORMAN, RICHARDICHIEF COMPLIANCE OFFICER/PRESIDENTE Control
SMITH, NORMAN, RICHARDICHIEF COMPLIANCE OFFICER/PRESIDENTE Control
SMITH, NORMAN, RICHARDICHIEF COMPLIANCE OFFICER/PRESIDENTE Control

Registrations

Federal

IA
Mar 28, 2012 REGISTERED

Notice Filings (1)

WA

Address

2120 CATON WAY S.W.
OLYMPIA, WA 98502-1106
United States
Phone: 360-754-9475