ANCHOR BAY CAPITAL, INC.
CRD #116913 SEC #801-107983 CARLSBAD, CA 760-602-3470
SEC Registered
Total AUM
$219.4M
Discretionary
$216.2M
Employees
6
Clients
101
Accounts
191
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHATFIELD, JONATHAN, LESLEY | I | CFO | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CFO | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHATFIELD, JONATHAN, LESLEY | I | CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SPIERING, SCOTT | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| ALLEN, JAMES, ROBERT | I | PRESIDENT | C | Control |
| ALLEN, JAMES, ROBERT | I | PRESIDENT | C | Control |
| ALLEN, JAMES, ROBERT | I | PRESIDENT | C | Control |
| ALLEN, JAMES, ROBERT | I | PRESIDENT | C | Control |
| ALLEN, JAMES, ROBERT | I | PRESIDENT | C | Control |
| ALLEN, JAMES, ROBERT | I | PRESIDENT | C | Control |
| SPIERING, SCOTT | I | INVESTMENT ADVISER REPRESENTATIVE, OWNER | C | Control |
| SPIERING, SCOTT | I | INVESTMENT ADVISER REPRESENTATIVE, OWNER | C | Control |
| SPIERING, SCOTT | I | INVESTMENT ADVISER REPRESENTATIVE, OWNER | C | Control |
| SPIERING, SCOTT | I | INVESTMENT ADVISER REPRESENTATIVE, OWNER | C | Control |
| SPIERING, SCOTT | I | INVESTMENT ADVISER REPRESENTATIVE, OWNER | C | Control |
| ALLEN, JAMES, ROBERT | I | CO-OWNER | B | Control |
| ALLEN, JAMES, ROBERT | I | CO-OWNER | B | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | B | Control |
| LARGE, MATTHEW, WILLIAM | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Wrisley, Tanner, Manning | I | ASSOCIATE PORTFOLIO MANAGER | B | |
| Wrisley, Tanner, Manning | I | ASSOCIATE PORTFOLIO MANAGER | B | |
| Wrisley, Tanner, Manning | I | ASSOCIATE PORTFOLIO MANAGER | B | |
| Wrisley, Tanner, Manning | I | ASSOCIATE PORTFOLIO MANAGER | B | |
| Wrisley, Tanner, Manning | I | ASSOCIATE PORTFOLIO MANAGER | B | |
| Wrisley, Tanner, Manning | I | ASSOCIATE PORTFOLIO MANAGER | B | |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | A | Control |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | A | Control |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | A | Control |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | A | Control |
| JOHNSON, BRIAN, STEWART | I | CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Oct 1, 2025 REGISTERED
Notice Filings (3)
CA UT WA
Address
5780 FLEET ST.SUITE 308
CARLSBAD, CA 92008
United States
Phone: 760-602-3470