ADAMS & ASSOCIATES
CRD #116929 SEC #801-60932 BLANDON, PA 610-916-6393
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
51
Accounts
--
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 14, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, KATHLEEN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ADAMS, JAMES, LEE | I | REGISTERED PRINCIPAL | E | Control |
| ADAMS, JAMES, LEE | I | REGISTERED PRINCIPAL | E | Control |
| ADAMS, JAMES, LEE | I | REGISTERED PRINCIPAL | E | Control |
| ADAMS, JAMES, LEE | I | REGISTERED PRINCIPAL | E | Control |
Registrations
Federal
IA
Oct 14, 2003 REGISTERED
Notice Filings (1)
PA
Address
8484 ALLENTOWN PIKEBLANDON, PA 19510
USA
Phone: 610-916-6393