FINANCIAL RESEARCH, INC.
CRD #116963 SEC #801-63243 ISSAQUAH, WA 425-657-2229
SEC Registered
Total AUM
$70.5M
Discretionary
$0
Employees
1
Clients
51
Accounts
60
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COWLES, JAMES, HOWARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| COWLES, JAMES, HOWARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| COWLES, JAMES, HOWARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| COWLES, JAMES, HOWARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| COWLES, JAMES, HOWARD | I | PRESIDENT | E | Control |
| COWLES, JAMES, HOWARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| COWLES, JAMES, HOWARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| COWLES, JAMES, HOWARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| COWLES, JAMES, HOWARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 25, 2012 REGISTERED
Notice Filings (1)
WA
Address
1605 NW SAMMAMISH ROADSUITE 250
ISSAQUAH, WA 98027
United States
Phone: 425-657-2229