MEZZACAPPA INVESTORS, LLC
CRD #117029 SEC #801-60683 NEW YORK, NY 212-332-2000
SEC Registered Private Funds
Total AUM
$38.2M
Discretionary
$38.2M
Employees
1
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADBURY, DARCY, ELLEN | I | MANAGING DIRECTOR | NA | |
| FAIA, SALVATORE, ROCCO | I | CHIEF COMPLIANCE OFFICER | NA | |
| FAIA, SALVATORE, ROCCO | I | CHIEF COMPLIANCE OFFICER | NA | |
| FAIA, SALVATORE, ROCCO | I | CHIEF COMPLIANCE OFFICER | NA | |
| FAIA, SALVATORE, ROCCO | I | CHIEF COMPLIANCE OFFICER | NA | |
| FAIA, SALVATORE, ROCCO | I | CHIEF COMPLIANCE OFFICER | NA | |
| FAIA, SALVATORE, ROCCO | I | CHIEF COMPLIANCE OFFICER | NA | |
| FAIA, SALVATORE, ROCCO | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETTERUTI, LENORE, ANN | I | MANAGING DIRECTOR | NA | Control |
| PETTERUTI, LENORE, ANN | I | MANAGING DIRECTOR | NA | Control |
| PETTERUTI, LENORE, ANN | I | MANAGING DIRECTOR | NA | Control |
| PETTERUTI, LENORE, ANN | I | MANAGING DIRECTOR | NA | Control |
| PETTERUTI, LENORE, ANN | I | MANAGING DIRECTOR | NA | Control |
| PETTERUTI, LENORE, ANN | I | MANAGING DIRECTOR | NA | Control |
| TANNEN, BARRY, DAVID | I | MANAGING DIRECTOR | NA | |
| TANNEN, BARRY, DAVID | I | MANAGING DIRECTOR | NA | |
| TANNEN, BARRY, DAVID | I | MANAGING DIRECTOR | NA | |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | E | Control |
| MEZZACAPPA, DAMON | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PETTERUTI, LENORE, ANN | I | MANAGING DIRECTOR | B | Control |
| CONROY, FRANCIS, J | I | CHIEF FINANCIAL OFFICER | A | Control |
| CONROY, FRANCIS, J | I | CHIEF FINANCIAL OFFICER | A | Control |
| NAGLE, CHRISTOPHER, SCOTT | I | CHIEF FINANCIAL OFFICER | A | |
| RICE, LOUIS, GREGORY | I | CHIEF OPERATING OFFICER | A | Control |
| RICE, LOUIS, GREGORY | I | CHIEF OPERATING OFFICER | A | Control |
| RICE, LOUIS, GREGORY | I | CHIEF OPERATING OFFICER | A | Control |
Registrations
Federal
IA
Jun 28, 2012 REGISTERED
Notice Filings (2)
CA NY
Address
830 THIRD AVENUESECOND FLOOR
NEW YORK, NY 10022
United States
Phone: 212-332-2000