RIA Intelligence

NB ALTERNATIVE INVESTMENT MANAGEMENT LLC

CRD #117035 SEC #801-60730 NEW YORK, NY 212-476-5900
SEC Registered Private Funds
Total AUM
$3.4B
Discretionary
$2.1B
Employees
39
Clients
--
Accounts
32

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 20, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AUDAIN-PRESSLEY, KEISHA, LAVONIVICE PRESIDENT / CHIEF COMPLIANCE OFFICERNA
BERKENFELD, STEVEN, LYLEIMANAGING DIRECTORNA Control
BERKENFELD, STEVEN, LYLEIMANAGING DIRECTORNA Control
BERKENFELD, STEVEN, LYLEIMANAGING DIRECTORNA Control
COHEN, LAURENCE, WILLIAMIPRINCIPALNA Control
COHEN, LAURENCE, WILLIAMIPRINCIPALNA Control
COHEN, LAURENCE, WILLIAMIPRINCIPALNA Control
CROWE, JOHN, CHRISTOPHERICOMPLIANCE OFFICERNA
DEATON, PATRICK, SICHIEF OPERATING OFFICERNA
DEATON, PATRICK, SICHIEF OPERATING OFFICERNA
DEATON, PATRICK, SICHIEF OPERATING OFFICERNA
DEATON, PATRICK, SICHIEF OPERATING OFFICERNA
EHRENKRANZ, JOEL, STANLEYIPRINCIPALNA Control
EHRENKRANZ, JOEL, STANLEYIPRINCIPALNA Control
EHRENKRANZ, JOEL, STANLEYIPRINCIPALNA Control
EHRENKRANZ, SANFORD, BARRYIPRINCIPALNA Control
EHRENKRANZ, SANFORD, BARRYIPRINCIPALNA Control
EHRENKRANZ, SANFORD, BARRYIPRINCIPALNA Control
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEDER, YONAHICHIEF COMPLIANCE OFFICERNA
FEIGELES, EDWARD, MITCHELLIMANAGING DIRECTORNA Control
FEIGELES, EDWARD, MITCHELLIMANAGING DIRECTORNA Control
FEIGELES, EDWARD, MITCHELLIMANAGING DIRECTORNA Control
KOMAROFF, ANDREW, STEVENICHIEF OPERATING OFFICERNA Control
KOMAROFF, ANDREW, STEVENICHIEF OPERATING OFFICERNA Control
KOMAROFF, ANDREW, STEVENICHIEF OPERATING OFFICERNA Control
KOMAROFF, ANDREW, STEVENICHIEF OPERATING OFFICERNA Control
KOMAROFF, ANDREW, STEVENICHIEF OPERATING OFFICERNA Control
KOMAROFF, ANDREW, STEVENICHIEF OPERATING OFFICERNA Control
KREMER, JOHNIPRESIDENTNA Control
KREMER, JOHNIPRESIDENTNA Control
KREMER, JOHNIPRESIDENTNA Control
KREMER, JOHNIPRESIDENTNA Control
KREMER, JOHNIPRESIDENTNA Control
KUPPERMAN, DAVID, GERSONICO-HEADNA Control
KUPPERMAN, DAVID, GERSONICO-HEADNA Control
KUPPERMAN, DAVID, GERSONICO-HEADNA Control
KUPPERMAN, DAVID, GERSONICO-HEADNA Control
KUPPERMAN, DAVID, GERSONICO-HEADNA Control
KUPPERMAN, DAVID, GERSONICO-HEADNA Control
KUPPERMAN, DAVID, GERSONICO-HEADNA Control
KUPPERMAN, DAVID, GERSONICO-HEADNA Control
LOWE, TIA, GELAINEICHIEF OPERATING OFFICERNA
LOWE, TIA, GELAINEICHIEF OPERATING OFFICERNA
LOWE, TIA, GELAINEICHIEF OPERATING OFFICERNA
LOWE, TIA, GELAINEICHIEF OPERATING OFFICERNA
LOWE, TIA, GELAINEICHIEF OPERATING OFFICERNA
LOWE, TIA, GELAINEICHIEF OPERATING OFFICERNA
LOWE, TIA, GELAINEICHIEF OPERATING OFFICERNA
MAJIT, JEFFREY, ADAMICO-HEADNA Control
MAJIT, JEFFREY, ADAMICO-HEADNA Control
MAJIT, JEFFREY, ADAMICO-HEADNA Control
MAJIT, JEFFREY, ADAMICO-HEADNA Control
MAJIT, JEFFREY, ADAMICO-HEADNA Control
MAJIT, JEFFREY, ADAMICO-HEADNA Control
MAJIT, JEFFREY, ADAMICO-HEADNA Control
MAJIT, JEFFREY, ADAMICO-HEADNA Control
NEIRA, CHRISTIANICHIEF COMPLIANCE OFFICERNA
NEIRA, CHRISTIANICHIEF COMPLIANCE OFFICERNA
NEIRA, CHRISTIANICHIEF COMPLIANCE OFFICERNA
NEIRA, CHRISTIANICHIEF COMPLIANCE OFFICERNA
NEIRA, CHRISTIANICHIEF COMPLIANCE OFFICERNA
NEIRA, CHRISTIANICHIEF COMPLIANCE OFFICERNA
NEIRA, CHRISTIANICHIEF COMPLIANCE OFFICERNA
REES, MICHAEL, DOUGLASICHIEF OPERATING OFFICERNA
REES, MICHAEL, DOUGLASICHIEF OPERATING OFFICERNA
REES, MICHAEL, DOUGLASICHIEF OPERATING OFFICERNA
ROSENTHAL, JAMES, ARTHURIMANAGING DIRECTORNA Control
ROSENTHAL, JAMES, ARTHURIMANAGING DIRECTORNA Control
ROSENTHAL, JAMES, ARTHURIMANAGING DIRECTORNA Control
SOMMERS, ANDREWIPRINCIPALNA Control
SOMMERS, ANDREWIPRINCIPALNA Control
SOMMERS, ANDREWIPRINCIPALNA Control
TANK, BRADLEY, CURTISICHAIRMANNA Control
TANK, BRADLEY, CURTISICHAIRMANNA Control
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE II, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
TUTRONE, ANTHONY, DAVIDICHIEF EXECUTIVE OFFICERNA
WARD, SEAN, JASONIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
WARD, SEAN, JASONIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
WARD, SEAN, JASONISENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
WARD, SEAN, JASONISENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WEINSTEIN, ERIC, DAVIDICHIEF INVESTMENT OFFICERNA Control
WICKHAM, JOHN, ROBINSONIMANAGING DIRECTORNA Control
WICKHAM, JOHN, ROBINSONIMANAGING DIRECTORNA Control
WICKHAM, JOHN, ROBINSONIMANAGING DIRECTORNA Control
WILLIAMS, CHAMAINE, NATHALEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
WILLIAMS, CHAMAINE, NATHALEEIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
WILLIAMS, CHAMAINE, NATHALEEIVICE PRESIDENT/COMPLIANCE OFFICERNA
WILLIAMS, CHAMAINE, NATHALEEIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
WILLIAMS, CHAMAINE, NATHALEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
WILLIAMS, CHAMAINE, NATHALEEIVICE PRESIDENT/COMPLIANCE OFFICERNA
WILLIAMS, CHAMAINE, NATHALEEIVICE PRESIDENT/COMPLIANCE OFFICERNA
ZUCKERMAN, HEATHER, P.ICHIEF OPERATING OFFICERNA Control
ZUCKERMAN, HEATHER, P.ICHIEF OPERATING OFFICERNA Control
ZUCKERMAN, HEATHER, P.ICHIEF OPERATING OFFICERNA Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
NB ALTERNATIVES HOLDINGS LLCDEMEMBERE Control
E & E CAPITAL ADVISORS, L.P.DEMEMBERD Control
E & E CAPITAL ADVISORS, L.P.DEMEMBERD Control
E & E CAPITAL ADVISORS, L.P.DEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING II LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING II LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING II LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING II LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING II LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING II LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control
LEHMAN BROTHERS AIM HOLDING LLCDEMEMBERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
E-JV CORP.DEE & E CAPITAL ADVISORS L.P.F Control
E-JV CORP.DEE & E CAPITAL ADVISORS L.P.F Control
E-JV CORP.DEE & E CAPITAL ADVISORS L.P.F Control
LB I GROUP, INC.DELEHMAN BROTHERS AIM HOLDING II LLCE Control
LB I GROUP, INC.DELEHMAN BROTHERS AIM HOLDING II LLCE Control
LB I GROUP, INC.DELEHMAN BROTHERS AIM HOLDING II LLCE Control
LB I GROUP, INC.DELEHMAN BROTHERS AIM HOLDING II LLCE Control
LB I GROUP, INC.DELEHMAN BROTHERS AIM HOLDING II LLCE Control
LB I GROUP, INC.DELEHMAN BROTHERS AIM HOLDING II LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS INC.E Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS INC.E Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS INC.E Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS INC.E Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS INC.E Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS INC.E Control
LEHMAN BROTHERS HOLDINGS INC.DELEHMAN BROTHERS AIM HOLDING LLCE Control
LEHMAN BROTHERS INC.DELB I GROUPE Control
LEHMAN BROTHERS INC.DELB I GROUPE Control
LEHMAN BROTHERS INC.DELB I GROUPE Control
LEHMAN BROTHERS INC.DELB I GROUPE Control
LEHMAN BROTHERS INC.DELB I GROUPE Control
LEHMAN BROTHERS INC.DELB I GROUPE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NEUBERGER BERMAN GROUP LLCDENB ALTERNATIVES HOLDINGS LLCE Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
NBSH ACQUISITION, LLCDENEUBERGER BERMAN GROUP LLCD Control
EHRENKRANZ, JOEL, STANLEYIE-JV CORP.C Control
EHRENKRANZ, JOEL, STANLEYIE-JV CORP.C Control
EHRENKRANZ, JOEL, STANLEYIE-JV CORP.C Control
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC Control
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC Control
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC Control
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC Control
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC Control
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC Control
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC Control
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC
LEHMAN BROTHERS HOLDINGS INC.DENEUBERGER BERMAN GROUP LLCC

Registrations

Federal

IA
Oct 20, 2016 REGISTERED

Address

605 THIRD AVENUE
22ND FLOOR
NEW YORK, NY 10158
United States
Phone: 212-476-5900