SOUTHWEST INVESTMENT ADVISORS, INC.
CRD #117052 SEC #801-114643 TUCSON, AZ (520) 544-2500
SEC Registered
Total AUM
$167.5M
Discretionary
$167.5M
Employees
7
Clients
--
Accounts
928
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2020
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| SCHANNEP, JOHN, BARTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| SCHANNEP, JOHN, BARTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| SCHANNEP, JOHN, BARTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| SCHANNEP, JOHN, BARTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| SCHANNEP, JOHN, BARTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| SCHANNEP, JOHN, BARTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| SCHANNEP, JOHN, BARTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WRIGHT, ROBERT, DOUGLAS | I | PARTNER | D | Control |
| WRIGHT, ROBERT, DOUGLAS | I | PARTNER | D | Control |
| WRIGHT, ROBERT, DOUGLAS | I | PARTNER | D | Control |
| WRIGHT, ROBERT, DOUGLAS | I | PARTNER | D | Control |
| WRIGHT, ROBERT, DOUGLAS | I | PARTNER | D | Control |
| WRIGHT, ROBERT, DOUGLAS | I | PARTNER | D | Control |
| WRIGHT, ROBERT, DOUGLAS | I | PARTNER | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
Registrations
Federal
IA
Jun 30, 2020 REGISTERED
Notice Filings (4)
AZ CA KS TX
Address
7594 N. LA CHOLLA BLVD.TUCSON, AZ 85741
United States
Phone: (520) 544-2500