RIA Intelligence

SHELGREN FINANCIAL GROUP, INC.

CRD #117056 SEC #801-63827 RENTON, WA 425-251-5910
SEC Registered
Total AUM
$70M
Discretionary
$70M
Employees
--
Clients
26
Accounts
866

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
SEPTEMBER
Registration Date
--
Latest Filing
Feb 28, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SHELGREN, STEVE, KENTIPRESIDENTD Control
SHELGREN, STEVE, KENTIPRESIDENTD Control
SHELGREN, STEVE, KENTIPRESIDENTD Control
SHELGREN, STEVE, KENTIPRESIDENTD Control
GRIMSHAW, DANIEL, ALLENIVICE PRESIDENTB Control
GRIMSHAW, DANIEL, ALLENIVICE PRESIDENTB Control
GRIMSHAW, DANIEL, ALLENIVICE PRESIDENTB Control
GRIMSHAW, DANIEL, ALLENIVICE PRESIDENTB Control
TREMPER, JAMES, EDWARDICHIEF COMPLIANCE OFFICERB Control
TREMPER, JAMES, EDWARDICHIEF COMPLIANCE OFFICERB Control
TREMPER, JAMES, EDWARDICHIEF COMPLIANCE OFFICERB Control
TREMPER, JAMES, EDWARDIVICE PRESIDENTB Control

Registrations

Federal

IA
Feb 28, 2007 REGISTERED

Notice Filings (8)

AK AZ CA HI LA NY OR WA

Address

3900 E. VALLEY RD.
#202
RENTON, WA 98057
USA
Phone: 425-251-5910