NEWGROUND SOCIAL INVESTMENT, SPC
Legal name: NEWGROUND SOCIAL INVESTMENT
CRD #117060 SEC #801-123559 SEATTLE, WA (206) 522-1944
SEC Registered
Total AUM
$144.7M
Discretionary
$144.3M
Employees
3
Clients
101
Accounts
420
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
| HERBERT, BRUCE, THOMSON | I | CHIEF EXECUTIVE, CCO | E | Control |
Registrations
Federal
IA
Mar 13, 2025 REGISTERED
Notice Filings (1)
WA
Address
111 QUEEN ANNE AVE N, SUITE 500SEATTLE, WA 98109
United States
Phone: (206) 522-1944