KOENIG INVESTMENT ADVISORY, LLC
CRD #117098 SEC #801-77874 MEDFORD, OR 541-608-0551
SEC Registered
Total AUM
$183M
Discretionary
$183M
Employees
3
Clients
1
Accounts
575
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 27, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCCULLOUGH, JEFFREY, L | I | MANAGING MEMBER | NA | |
| MIDTLYNG, MERRIBETH, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, LORRIE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| KOENIG, GREGORY, ALAN | I | OWNER | E | Control |
| MCCULLOUGH, JEFFREY, L | I | MANAGING MEMBER | B | |
| MCCULLOUGH, JEFFREY, L | I | MANAGING MEMBER | B | |
| MCCULLOUGH, JEFFREY, L | I | MANAGING MEMBER | B | |
| MCCULLOUGH, JEFFREY, L | I | MANAGING MEMBER | B | |
| MCCULLOUGH, JEFFREY, L | I | MANAGING MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F | |
| KOENIG, ALLISON | I | KOENIG INVESTMENT ADVISORY, LLC | F |
Registrations
Federal
IA
May 27, 2020 REGISTERED
Notice Filings (7)
CA CO ID NE OR TX WA
Address
1020 E JACKSON STMEDFORD, OR 97504
United States
Phone: 541-608-0551