SPECTRA ADVISORS, LLC
CRD #117111 SEC #801-67487 SOUTH JORDAN, UT 801-327-7205
SEC Registered
Total AUM
$33.6M
Discretionary
$33.6M
Employees
5
Clients
26
Accounts
55
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | MEMBER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | MEMBER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | MEMBER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | MEMBER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | MEMBER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | MEMBER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RAWLINGS, JAMES, BINGHAM | I | MEMBER | E | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (1)
UT
Address
897 WEST BAXTER DRIVESOUTH JORDAN, UT 84095
USA
Phone: 801-327-7205