HBOS INVESTMENT ADVISOR INC.
CRD #117172 SEC #801-60732 NEW YORK, NY 212-450-0850
SEC Registered
Total AUM
$24B
Discretionary
$0
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEAKIN, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| DENHOLM, ALAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| EASSON, NEIL, ALISTAIR | I | TREASURER | NA | |
| EASSON, NEIL, ALISTAIR | I | TREASURER | NA | |
| FARQUHARSON, CHARLES | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| FERRANS, DOUGLAS | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| FERRANS, DOUGLAS | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| FERRANS, DOUGLAS | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| FERRANS, DOUGLAS | I | CHAIRMAN OF THE BOARD OF DIRECTORS & PRESIDENT | NA | Control |
| FERRANS, DOUGLAS | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| FERRANS, DOUGLAS | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| FITZGERALD, JOY, ANGELA | I | SECRETARY | NA | |
| FITZGERALD, JOY, ANGELA | I | SECRETARY | NA | |
| FITZGERALD, JOY, ANGELA | I | SECRETARY | NA | |
| HODKINSON, PHILIP, ANDREW | I | DIRECTOR & PRESIDENT | NA | Control |
| HODKINSON, PHILIP, ANDREW | I | DIRECTOR & PRESIDENT | NA | Control |
| HODKINSON, PHILIP, ANDREW | I | DIRECTOR & PRESIDENT | NA | Control |
| HODKINSON, PHILIP, ANDREW | I | DIRECTOR & PRESIDENT | NA | Control |
| HODKINSON, PHILIP, ANDREW | I | DIRECTOR & PRESIDENT | NA | Control |
| HOPE, JOHN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| HOPE, JOHN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| LAZARO, LOLITA, MAURICIO | I | TREASURER | NA | |
| LAZARO, LOLITA, MAURICIO | I | TREASURER | NA | |
| LAZARO, LOLITA, MAURICIO | I | TREASURER | NA | |
| LAZARO, LOLITA, MAURICIO | I | SECRETARY | NA | |
| LAZARO, LOLITA, MAURICIO | I | TREASURER | NA | |
| LOVETT, KEITH, ALAN | I | DIRECTOR | NA | Control |
| LOVETT, KEITH, ALAN | I | DIRECTOR | NA | Control |
| LOVETT, KEITH, ALAN | I | DIRECTOR | NA | Control |
| OBOLENSKY, MICHAEL, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| OBOLENSKY, MICHAEL, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| OBOLENSKY, MICHAEL, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| OBOLENSKY, MICHAEL, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| OBOLENSKY, MICHAEL, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| OBOLENSKY, MICHAEL, NATHANIEL | I | COMPLIANCE OFFICER | NA | |
| PALMER, LEE | I | DIRECTOR AND VICE PRESIDENT | NA | |
| PALMER, LEE | I | DIRECTOR AND VICE PRESIDENT | NA | |
| WILSON, ELIZABETH | I | SECRETARY | NA | |
| WILSON, ELIZABETH | I | SECRETARY | NA | |
| WILSON, ELIZABETH | I | COMPLIANCE OFFICER | NA | |
| WILSON, ELIZABETH | I | SECRETARY | NA | |
| CLERICAL MEDICAL INVESTMENT MANAGEMENT LIMITED | FE | COMMON STOCKHOLDER | E | Control |
| INSIGHT INVESTMENT MANAGEMENT LIMITED | FE | COMMON STOCKHOLDER | E | Control |
| INSIGHT INVESTMENT MANAGEMENT LIMITED | FE | COMMON STOCKHOLDER | E | Control |
| INSIGHT INVESTMENT MANAGEMENT LIMITED | FE | COMMON STOCKHOLDER | E | Control |
| INSIGHT INVESTMENT MANAGEMENT LIMITED | FE | COMMON STOCKHOLDER | E | Control |
| INSIGHT INVESTMENT MANAGEMENT LIMITED | FE | COMMON STOCKHOLDER | E | Control |
| INSIGHT INVESTMENT MANAGEMENT LIMITED | FE | COMMON STOCKHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CLERICAL MEDICAL INVESTMENT GROUP (HOLDINGS) LIMITED | FE | CLERICAL MEDICAL INVESTMENT GROUP LIMITED | E | Control |
| CLERICAL MEDICAL INVESTMENT GROUP LIMITED | FE | CLERICAL MEDICAL INVESTMENT MANAGEMENT LIMITED | E | Control |
| CLERICAL MEDICAL INVESTMENT GROUP LIMITED | FE | INSIGHT INVESTMENT MANAGEMENT LIMITED | E | Control |
| HALIFAX GROUP PLC | FE | CLERICAL MEDICAL INVESTMENT GROUP (HOLDINGS) LIMITED | E | Control |
| HBOS FINANCIAL SERVICES LIMITED | FE | CLERICAL MEDICAL INVESTMENT GROUP LIMITED | E | Control |
| HBOS INSURANCE & INVESTMENT GROUP LIMITED | FE | INSIGHT INVESTMENT MANAGEMENT LIMITED | E | Control |
| HBOS INSURANCE & INVESTMENT GROUP LIMITED | FE | INSIGHT INVESTMENT MANAGEMENT LIMITED | E | Control |
| HBOS INSURANCE & INVESTMENT GROUP LIMITED | FE | INSIGHT INVESTMENT MANAGEMENT LIMITED | E | Control |
| HBOS INSURANCE & INVESTMENT GROUP LIMITED | FE | INSIGHT INVESTMENT MANAGEMENT LIMITED | E | Control |
| HBOS INSURANCE & INVESTMENT GROUP LIMITED | FE | INSIGHT INVESTMENT MANAGEMENT LIMITED | E | Control |
| HBOS INSURANCE & INVESTMENT GROUP LIMITED | FE | CLERICAL MEDICAL INVESTMENT GROUP (HOLDINGS) LIMITED | E | Control |
| HBOS PLC | FE | HBOS INSURANCE & INVESTMENT GROUP LIMITED | E | Control |
| HBOS PLC | FE | HBOS INSURANCE & INVESTMENT GROUP LIMITED | E | Control |
| HBOS PLC | FE | HBOS INSURANCE & INVESTMENT GROUP LIMITED | E | Control |
| HBOS PLC | FE | HBOS INSURANCE & INVESTMENT GROUP LIMITED | E | Control |
| HBOS PLC | FE | HBOS INSURANCE & INVESTMENT GROUP LIMITED | E | Control |
| HBOS PLC | FE | HALIFAX GROUP PLC | E | Control |
| HBOS PLC | FE | HBOS INSURANCE & INVESTMENT GROUP LIMITED | E | Control |
| LLOYDS BANKING GROUP PLC | FE | HBOS PLC | E | Control |
Registrations
Federal
IA
Mar 2, 2007 REGISTERED
Address
565 FIFTH AVENUENEW YORK, NY 10017
USA
Phone: 212-450-0850