THOMAS ASSET MANAGEMENT, LLC
CRD #117181 SEC #801-61099 LAWRENCEVILLE, GA 678-252-1010
SEC Registered Broker-Dealer
Total AUM
$5.2M
Discretionary
$5.2M
Employees
5
Clients
25
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 18, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BORBONE, THOMAS, USA | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Apr 18, 2002 REGISTERED
Notice Filings (3)
GA NJ NY
Address
5415 SUGARLOAF PARKWAYSUITE 2205
LAWRENCEVILLE, GA 30043
USA
Phone: 678-252-1010