LUMBARD & KELLNER, LLC

CRD #117196 SEC #801-61888 HOLLIS, NH 603-465-7700

SEC Registered

Total AUM

$357.2M

Discretionary

$357.2M

Employees

Clients

Accounts

122

Firm Details

Organization Type: Limited Liability Company
State of Formation: New Hampshire
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 26, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	LIMITED PARTNER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
COLLORA, MICHAEL, ALLEN	I	MEMBER	NA
LUMBARD, JOHN, ASHMORE	I	MANAGER	D	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	D	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	GENERAL PARTNER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
LUMBARD, JOHN, ASHMORE	I	MANAGER	C	Control
CONWAY, JAMES, B	I	MEMBER	B	Control
ESTATE OF JEAN ASHMORE LUMBARD	DE	MEMBER	B
ESTATE OF JEAN ASHMORE LUMBARD	DE	MEMBER	B
ESTATE OF JEAN ASHMORE LUMBARD	DE	MEMBER	B
KELLNER, DREW, DAWSON	I	MEMBER, CCO	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	OWNER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CCO	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
KELLNER, DREW, DAWSON	I	MEMBER, CHIEF COMPLIANCE OFFICER	B	Control
LUMBARD, ELIOT, HOWLAND	I	MEMBER	B
LUMBARD, ELIOT, HOWLAND	I	MEMBER	B
LUMBARD, ELIOT, HOWLAND	I	MEMBER	B
LUMBARD, ELIOT, HOWLAND	I	MEMBER	B
LUMBARD, ELIOT, HOWLAND	I	MEMBER	B
LUMBARD, ELIOT, HOWLAND	I	LIMITED PARTNER	B
LUMBARD, ELIOT, HOWLAND	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	LIMITED PARTNER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
LUMBARD, JEAN, ASHMORE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B
RUSSELL, ANNE	I	MEMBER	B	Control
RUSSELL, ANNE	I	MEMBER	B	Control
RUSSELL, ANNE	I	MEMBER	B	Control
RUSSELL, CELIA, MARY	I	MEMBER	B
RUSSELL, CELIA, MARY	I	MEMBER	B
RUSSELL, CELIA, MARY	I	MEMBER	B
RUSSELL, CELIA, MARY	I	MEMBER	B
RUSSELL, CELIA, MARY	I	MEMBER	B
RUSSELL, CELIA, MARY	I	MEMBER	B
RUSSELL, CELIA, MARY	I	MEMBER	B
RUSSELL, CELIA, MARY	I	LIMITED PARTNER	B
RUSSELL, CELIA, MARY	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	LIMITED PARTNER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
RUSSELL, GORDON, ALAN	I	MEMBER	B
CONWAY, JAMES, B	I	MEMBER	A
CONWAY, JAMES, B	I	MEMBER	A
CONWAY, JAMES, B	I	MEMBER	A	Control
CONWAY, JAMES, B	I	MEMBER	A	Control
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	LIMITED PARTNER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A
COZ, PETER, BOYD	I	MEMBER	A

Registrations

Federal

Mar 26, 2025 REGISTERED

Notice Filings (7)

CA FL IL MA ME NH TX

Address

5 HUTCHINGS DRIVE
HOLLIS, NH 03049-0749
United States

Phone: 603-465-7700