CITY NATIONAL ROCHDALE, LLC
Legal name: CITY NATIONAL ROCHDALE
CRD #117198 SEC #801-27265 NEW YORK, NY 212-702-3500
SEC Registered Private Funds
Total AUM
$68.2B
Discretionary
$68.1B
Employees
235
Clients
0
Accounts
41,300
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2025
- Branch Offices
- 10
- LEI
- NONE
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACEBES, CARL | I | DIRECTOR | NA | Control |
| ACEBES, CARL | I | CHAIRMAN EMERITUS | NA | Control |
| ACEBES, CARL | I | CHAIRMAN EMERITUS | NA | Control |
| ACEBES, CARL | I | CHAIRMAN EMERITUS | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ANDREWS, DON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BANUELOS, ALMA, DELIA | I | BOARD DIRECTOR | NA | Control |
| BANUELOS, ALMA, DELIA | I | BOARD DIRECTOR | NA | Control |
| BANUELOS, ALMA, DELIA | I | BOARD DIRECTOR | NA | Control |
| BANUELOS, ALMA, DELIA | I | BOARD DIRECTOR | NA | Control |
| BANUELOS, ALMA, DELIA | I | BOARD DIRECTOR | NA | Control |
| BARTON, RICHARD, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, SECRETARY | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, | NA | |
| COIRO, DAVID, MICHAEL | I | VICE PRESIDENT, | NA | |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'ALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FRIES, JULIANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | PRESIDENT & CHAIRMAN OF THE BOARD | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | PRESIDENT & CHAIRMAN OF THE BOARD | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER & GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | ACTING CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| LUKAJ, MICHAEL, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUKAJ, MICHAEL, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUKAJ, MICHAEL, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUKE, CHARLES, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUKE, CHARLES, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUKE, CHARLES, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUKE, CHARLES, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUKE, CHARLES, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUKE, CHARLES, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOLBERT, JANE, FREEMAN | I | V.P.-FINANCE | NA | Control |
| MOLBERT, JANE, FREEMAN | I | V.P.-FINANCE | NA | Control |
| MOLBERT, JANE, FREEMAN | I | V.P.-FINANCE | NA | Control |
| Montanez, Abel, Joseph | I | CHAIRMAN OF THE BOARD | NA | Control |
| Montanez, Abel, Joseph | I | CHAIRMAN OF THE BOARD | NA | Control |
| Montanez, Abel, Joseph | I | CHAIRMAN OF THE BOARD | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'KEEFFE, IVOR, PATRICK | I | BOARD DIRECTOR | NA | Control |
| O'KEEFFE, IVOR, PATRICK | I | BOARD DIRECTOR | NA | Control |
| O'KEEFFE, IVOR, PATRICK | I | BOARD DIRECTOR | NA | Control |
| O'KEEFFE, IVOR, PATRICK | I | BOARD DIRECTOR | NA | Control |
| O'KEEFFE, IVOR, PATRICK | I | BOARD DIRECTOR | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| PERON, MATTHEW | I | SENIOR MANAGING DIRECTOR, CHIEF INIVESTMENT OFFICER | NA | Control |
| RICHARD, JULIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARD, JULIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Riley, Shawn, David | I | BOARD DIRECTOR | NA | Control |
| Riley, Shawn, David | I | BOARD DIRECTOR | NA | Control |
| Riley, Shawn, David | I | BOARD DIRECTOR | NA | Control |
| Riley, Shawn, David | I | BOARD DIRECTOR | NA | Control |
| Riley, Shawn, David | I | BOARD DIRECTOR | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Swankutty, Joby | I | BOARD DIRECTOR | NA | Control |
| Swankutty, Joby | I | BOARD DIRECTOR | NA | Control |
| Swankutty, Joby | I | BOARD DIRECTOR | NA | Control |
| Swankutty, Joby | I | BOARD DIRECTOR | NA | Control |
| Swankutty, Joby | I | BOARD DIRECTOR | NA | Control |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES, LLC | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC. | DE | MANAGING MEMBER | E | Control |
| ROCHDALE CORPORATION | DE | SHAREHOLDER | E | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | DIRECTOR | C | Control |
| ACEBES, CARL | I | CHAIRMAN | C | Control |
| ACEBES, CARL | I | CHAIRMAN | C | Control |
| ACEBES, CARL | I | CHAIRMAN | C | Control |
| ACEBES, CARL | I | CHAIRMAN | C | Control |
| ACEBES, CARL | I | CHAIRMAN | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | A | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | A | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | A | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | A | Control |
| BUCKLEY, JOHN, THOMAS | I | SENIOR VICE PRESIDENT | A | Control |
| ROCHDALE CORPORATION | DE | SHAREHOLDER | A | Control |
| ROCHDALE CORPORATION | DE | SHAREHOLDER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORTATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORTATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ROCHDALE CORPORTATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | D | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | C | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | C | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | C | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | C | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES | C | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | C | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | C | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | C | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | C | Control |
| ROCHDALE CORPORATION | DE | ACEBES D'ALESSANDRO & ASSOCIATES, LLC | C | Control |
Registrations
Federal
IA
Oct 28, 2025 REGISTERED
Notice Filings (52)
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Address
400 PARK AVENUE10TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-702-3500