FITZMAURICE INVESTMENT MANAGEMENT SERVICES, LLC
CRD #117225 SEC #801-61490 NEW YORK, NY 212-290-7676
SEC Registered Broker-Dealer
Total AUM
$249M
Discretionary
$0
Employees
10
Clients
--
Accounts
63
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 18, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | CEO | NA | Control |
| HOPPMAN, KRISTINA GRIMM | I | PRESIDENT | NA | Control |
| HOPPMAN, KRISTINA GRIMM | I | PRESIDENT | NA | Control |
| HOPPMAN, KRISTINA GRIMM | I | PRESIDENT | NA | Control |
| HOPPMAN, KRISTINA GRIMM | I | PRESIDENT | NA | Control |
| HOPPMAN, KRISTINA GRIMM | I | PRESIDENT | NA | Control |
| MAROM, DAVID ROGERS | I | PRESIDENT | NA | Control |
| MAROM, DAVID ROGERS | I | PRESIDENT / CCO | NA | Control |
| MAROM, DAVID ROGERS | I | PRESIDENT / CCO | NA | Control |
| MESSINA, MICHAEL DARCY | I | FINOP | NA | Control |
| MESSINA, MICHAEL DARCY | I | FINOP | NA | Control |
| MESSINA, MICHAEL DARCY | I | FINOP | NA | Control |
| MESSINA, MICHAEL DARCY | I | FINOP | NA | Control |
| MESSINA, MICHAEL DARCY | I | FINOP | NA | Control |
| MESSINA, MICHAEL DARCY | I | FINOP | NA | Control |
| MESSINA, MICHAEL DARCY | I | FINOP | NA | Control |
| SHAH, SANJIV M | I | FINOP | NA | Control |
| SHAH, SANJIV M | I | FINOP | NA | Control |
| SHAH, SANJIV M | I | FINOP | NA | Control |
| SHAH, SANJIV M | I | FINOP | NA | Control |
| SHAH, SANJIV M | I | FINOP | NA | Control |
| SHAH, SANJIV M | I | FINOP | NA | Control |
| SHAH, SANJIV M | I | FINOP | NA | Control |
| WILHOIT, JOHN E JR | I | PRESIDENT/CCO | NA | Control |
| WILHOIT, JOHN E JR | I | CCO | NA | Control |
| WILHOIT, JOHN E JR | I | CCO | NA | Control |
| WILHOIT, JOHN E JR | I | PRESIDENT/CCO | NA | Control |
| WILHOIT, JOHN E JR | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WILHOIT, JOHN E JR | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WILHOIT, JOHN E JR | I | CCO | NA | Control |
| WILHOIT, JOHN E JR | I | CCO | NA | Control |
| WILHOIT, JOHN E JR | I | PRESIDENT/CCO | NA | Control |
| WILHOIT, JOHN E JR | I | PRESIDENT/CCO | NA | Control |
| WILHOIT, JOHN E JR | I | CCO | NA | Control |
| WILHOIT, JOHN E JR | I | CCO | NA | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| FITZMAURICE COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | FLEET INSURANCE SERVICES, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANC OF AMERICA CORPORATE INSURANCE AGENCY, LLC | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | FLEET INSURANCE SERVICES, LLC | E | Control |
| FLEET INSURANCE SERVICES, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| FLEET INSURANCE SERVICES, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| FLEET INSURANCE SERVICES, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| FLEET INSURANCE SERVICES, LLC | DE | FITZMAURICE COMPANIES, INC. | E | Control |
| FLEET NATIONAL BANK | DE | FLEET INSURANCE SERVICES, LLC | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| FITZMAURICE, ROBERT TIMOTHY JR | I | FITZMAURICE COMPANIES, INC. | D | Control |
Registrations
Federal
IA
Oct 18, 2005 REGISTERED
Notice Filings (2)
NY TX
Address
11 PENN PLAZASUITE 2105
NEW YORK, NY 10001
USA
Phone: 212-290-7676