RIA Intelligence

NIXON PEABODY FINANCIAL ADVISORS LLC

CRD #117232 SEC #801-64472 ROCHESTER, NY (585) 263-1100
SEC Registered
Total AUM
$176.4M
Discretionary
$0
Employees
9
Clients
51
Accounts
115

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 18, 2018
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIPRESIDENT AND BOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIPRESIDENT AND BOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIBOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIPRESIDENT AND BOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIPRESIDENT AND BOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNIPRESIDENT AND BOARD MEMBERNA Control
ANDERSON, DEBORAH, LYNNICHIEF EXECUTIVE OFFICER AND BOARD MEMBERNA Control
BENTLEY, RICHARD, T.ITREASURER, BOARD MEMBERNA Control
BENTLEY, RICHARD, T.ITREASURER, BOARD MEMBERNA Control
BENTLEY, RICHARD, T.ITREASURER, BOARD MEMBERNA Control
BENTLEY, RICHARD, T.ITREASURER, BOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYICHIEF COMPLIANCE OFFICERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
BRUNNER, ADAM, HENRYIBOARD MEMBERNA Control
CANFIELD, MICHAEL, SCOTTICHIEF COMPLIANCE OFFICERNA Control
DOOLEY, LAWRENCE, F.IBOARD MEMBERNA Control
DOOLEY, LAWRENCE, F.IBOARD MEMBER, SECRETARYNA Control
DOOLEY, LAWRENCE, F.IBOARD MEMBER, SECRETARYNA Control
ELLS, ANDREA, MARIEICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND BOARD MEMBERNA Control
ELLS, ANDREA, MARIEICHIEF INVESTMENT OFFICERNA Control
ELLS, ANDREA, MARIEIVICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER AND BOARD MEMBERNA Control
ELLS, ANDREA, MARIEICHIEF INVESTMENT OFFICERNA Control
ELLS, ANDREA, MARIEICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND BOARD MEMBERNA Control
ELLS, ANDREA, MARIEICHIEF INVESTMENT OFFICERNA Control
ELLS, ANDREA, MARIEICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND BOARD MEMBERNA Control
ELLS, ANDREA, MARIEICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND BOARD MEMBERNA Control
ELLS, ANDREA, MARIEICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND BOARD MEMBERNA Control
ELLS, ANDREA, MARIEIPRESIDENT, CHIEF INVESTMENT OFFICER AND BOARD MEMBERNA Control
FARACE, THOMAS, M.IVP, COO, BOARD MEMBERNA Control
FARACE, THOMAS, M.IVP, COO, BOARD MEMBERNA Control
FARACE, THOMAS, M.IVP, COO, BOARD MEMBERNA Control
FARACE, THOMAS, M.IVP, COO, BOARD MEMBERNA Control
FARACE, THOMAS, M.IVP, COO, BOARD MEMBERNA Control
FARACE, THOMAS, M.IVP, COO, BOARD MEMBERNA Control
FARACE, THOMAS, M.IVP, COO, BOARD MEMBERNA Control
FARACE, THOMAS, M.IVP, COO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELICHIEF COMPLIANCE OFFICERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
FARACE, THOMAS, MICHAELIPRESIDENT, CEO, BOARD MEMBERNA Control
GREEN, STEPHEN, G.ISECRETARY, BOARD MEMBERNA Control
GREEN, STEPHEN, G.ISECRETARY, BOARD MEMBERNA Control
GREEN, STEPHEN, G.ISECRETARY, BOARD MEMBERNA Control
GREEN, STEPHEN, G.ISECRETARY, BOARD MEMBERNA Control
GREEN, STEPHEN, G.ISECRETARY, BOARD MEMBERNA Control
GREEN, STEPHEN, G.ISECRETARY, BOARD MEMBERNA Control
GREEN, STEPHEN, G.ISECRETARY, BOARD MEMBERNA Control
GREEN, STEPHEN, G.ISECRETARY, BOARD MEMBERNA Control
JONES, DANIEL, NORRISIVICE PRESIDENT AND BOARD MEMBERNA Control
JONES, DANIEL, NORRISICHIEF COMPLIANCE OFFICERNA Control
JONES, DANIEL, NORRISIVICE PRESIDENT AND BOARD MEMBERNA Control
JONES, DANIEL, NORRISIVICE PRESIDENT AND BOARD MEMBERNA Control
JONES, DANIEL, NORRISICHIEF COMPLIANCE OFFICERNA Control
JONES, DANIEL, NORRISIVICE PRESIDENT AND BOARD MEMBERNA Control
JONES, DANIEL, NORRISICHIEF COMPLIANCE OFFICERNA Control
JONES, DANIEL, NORRISIVICE PRESIDENT AND BOARD MEMBERNA Control
JONES, DANIEL, NORRISICHIEF COMPLIANCE OFFICERNA Control
JONES, DANIEL, NORRISIVICE PRESIDENT, DIRECTOR OF TAX & FINANCIAL PLANNING, AND BOARD MEMBERNA Control
JONES, DANIEL, NORRISICHIEF COMPLIANCE OFFICERNA Control
LEFEBRE, SCOTT, MICHAELIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
LEGGIADRO, WAYNE, PATRICKIBOARD MEMBERNA Control
MAHONEY, BRIAN, WILLIAMIBOARD MEMBERNA Control
MAHONEY, BRIAN, WILLIAMIBOARD MEMBERNA Control
MAHONEY, BRIAN, WILLIAMIBOARD MEMBERNA Control
MAHONEY, BRIAN, WILLIAMIBOARD MEMBERNA Control
MAHONEY, BRIAN, WILLIAMIBOARD MEMBERNA Control
MAZZO, TODD, PHILIPICHIEF INVESTMENT OFFICERNA Control
MAZZO, TODD, PHILIPICHIEF INVESTMENT OFFICERNA Control
MAZZO, TODD, PHILIPICHIEF INVESTMENT OFFICERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
O'HARA, E., THOMASICHIEF INVESTMENT OFFICER, BOARD MEMBERNA Control
PAUL, MARY, MARGARETISECRETARY AND DIRECTOR OF ADMINSTRATIONNA Control
PAUL, MARY, MARGARETIDIRECTOR OF ADMINSTRATIONNA Control
PAUL, MARY, MARGARETISECRETARY AND DIRECTOR OF ADMINSTRATIONNA Control
PAUL, MARY, MARGARETISECRETARY AND DIRECTOR OF ADMINSTRATIONNA Control
PAUL, MARY, MARGARETISECRETARY AND DIRECTOR OF ADMINSTRATIONNA Control
PAUL, MARY, MARGARETISECRETARY AND DIRECTOR OF ADMINSTRATIONNA Control
PAUL, MARY, MARGARETISENIOR PLANNER, DIRECTOR OF TAX ADMINISTRATIONNA Control
SELVAGGIO, ANTHONY, TIBOARD MEMBERNA
SELVAGGIO, ANTHONY, TIBOARD MEMBERNA
TORRES, JASON, P.ICHIEF COMPLIANCE OFFICERNA Control
TORRES, JASON, P.ICHIEF COMPLIANCE OFFICERNA Control
TORRES, JASON, P.ICHIEF COMPLIANCE OFFICER/BOARD MEMBERNA Control
TORRES, JASON, P.ICHIEF COMPLIANCE OFFICERNA Control
TORRES, JASON, P.ICHIEF COMPLIANCE OFFICERNA Control
TORRES, JASON, P.ICHIEF COMPLIANCE OFFICERNA Control
TORRES, JASON, PHILIPICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
TULLIO, MICHAEL, ALANICHIEF OPERATING OFFICER & BOARD MEMBERNA Control
TULLIO, MICHAEL, ALANICHIEF COMPLIANCE OFFICERNA Control
VOTAVA, JR., G., JOSEPHICEO, PRESIDENT, BOARD MEMBERNA Control
VOTAVA, JR., G., JOSEPHICEO, PRESIDENT, BOARD MEMBERNA Control
VOTAVA, JR., G., JOSEPHICEO, PRESIDENT, BOARD MEMBERNA Control
VOTAVA, JR., G., JOSEPHICHIEF COMPLIANCE OFFICERNA Control
VOTAVA, JR., G., JOSEPHICEO, PRESIDENT, BOARD MEMBERNA Control
VOTAVA, JR., G., JOSEPHIPRESIDENTNA Control
VOTAVA, JR., G., JOSEPHICEO, PRESIDENT, BOARD MEMBERNA Control
VOTAVA, JR., G., JOSEPHICEO, PRESIDENT, BOARD MEMBERNA Control
VOTAVA, JR., G., JOSEPHICEO, PRESIDENT, BOARD MEMBERNA Control
VOTAVA, JR., G., JOSEPHIPRESIDENTNA Control
VOTAVA, JR., G., JOSEPHICEO, PRESIDENT, BOARD MEMBERNA Control
VOTAVA, JR., G., JOSEPHICHIEF COMPLIANCE OFFICERNA Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY LLPDEOWNERE Control
NIXON PEABODY, LLPDEOWNERE Control
NIXON PEABODY, LLPDEOWNERE Control

Registrations

Federal

IA
Jan 18, 2018 REGISTERED

Notice Filings (8)

CA DC FL MA NH NY TX VA

Address

1300 CLINTON SQUARE
ROCHESTER, NY 14604
United States
Phone: (585) 263-1100