CWM FINANCIAL GROUP, INC.
CRD #117255 SEC #801-65119 GAITHERSBURG, MD 301-840-1188
SEC Registered
Total AUM
$36.6M
Discretionary
$0
Employees
1
Clients
1
Accounts
123
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PETERSON, JOHN, DAVID | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, JOHN, DAVID | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, JOHN, DAVID | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, JOHN, DAVID | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, JOHN, DAVID | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, JOHN, DAVID | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSON, JOHN, DAVID | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 26, 2012 REGISTERED
Notice Filings (3)
DC MD VA
Address
953 RUSSELL AVENUESUITE D
GAITHERSBURG, MD 20879-3284
United States
Phone: 301-840-1188