FINANCIAL FOCUS, INC.
CRD #117327 SEC #801-61013 WOLFEBORO, NH 603-569-1994
SEC Registered
Total AUM
$275.8M
Discretionary
$251.9M
Employees
5
Clients
251
Accounts
811
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Hampshire
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, THOMAS, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | NA | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | NA | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | NA | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | NA | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | NA | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | NA | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | NA | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | NA | |
| MADDEN, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MADDEN, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MADDEN, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MADDEN, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANBORN, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANBORN, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANBORN, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANBORN, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANBORN, RACHEL, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN | I | SOLE PROPRIETOR | E | Control |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| JOHN, SUSAN, MACMICHAEL | I | PRESIDENT | E | Control |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | B | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | B | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| MADDEN, KRISTEN, ANN | I | VICE PRESIDENT | B | |
| LEMAY, DAOSITH, SAMUEL | I | FINANCIAL PLANNER | A |
Registrations
Federal
IA
Feb 12, 2019 REGISTERED
Notice Filings (7)
CT FL MA ME NH NY TX
Address
40 MILL STREETWOLFEBORO, NH 03894
United States
Phone: 603-569-1994