RIA Intelligence

DECISION CAPITAL MANAGEMENT, LLC

CRD #117330 SEC #801-64450 LA JOLLA, CA 858-729-0222
SEC Registered
Total AUM
$25.1M
Discretionary
$25.1M
Employees
5
Clients
--
Accounts
6

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 10, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRADFORD, KIM, LYLEICHIEF INVESTMENT OFFICERD Control
DIFRANCESCO, PAUL, CHARLESIPRESIDENTD Control
BRADFORD, KIM, LYLEICHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICERC Control
BRADFORD, KIM, LYLEICHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICERC Control
BRADFORD, KIM, LYLEICHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICERC Control
BRADFORD, KIM, LYLEICHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICERC Control
DIFRANCESCO, PAUL, CHARLESIPRESIDENTC Control
DIFRANCESCO, PAUL, CHARLESIPRESIDENTC Control
DIFRANCESCO, PAUL, CHARLESIPRESIDENTC Control
DIFRANCESCO, PAUL, CHARLESIPRESIDENTC Control
EGA RESEARCH. LLCDEMEMBERB
EGA RESEARCH. LLCDEMEMBERB
SENCAN, YAMAN, HUSEYINIMEMBERB
SENCAN, YAMAN, HUSEYINIMEMBERB
SENCAN, YAMAN, HUSEYINIMEMBERB
SENCAN, YAMAN, HUSEYINIMEMBERB
EGA RESEARCH. LLCDEMEMBERA
EGA RESEARCH. LLCDEMEMBERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FRASER, SCOTT, SIMONIEGA RESEARCH, LLCE Control
FRASER, SCOTT, SIMONIEGA RESEARCH, LLCE Control
FRASER, SCOTT, SIMONIEGA RESEARCH, LLCE Control

Registrations

Federal

IA
Jun 10, 2005 REGISTERED

Notice Filings (1)

CA

Address

888 PROSPECT STREET
SUITE 210
LA JOLLA, CA 92037
USA
Phone: 858-729-0222