PRUNEYARD FINANCIAL GROUP, INC.
CRD #117378 SEC #801-60693 CUPERTINO, CA 408-377-4444
SEC Registered
Total AUM
$140.3M
Discretionary
$139.5M
Employees
2
Clients
10
Accounts
121
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2025 | $140.3M | $139.5M | $819.6K | 2 | 0 |
| Mar 2025 | $140.3M | $139.5M | $819.6K | 3 | 0 |
| Apr 2024 | $123.4M | $123M | $403.7K | 3 | 0 |
| Feb 2024 | $123.4M | $123M | $403.7K | 3 | 0 |
| Mar 2023 | $115.7M | $114.1M | $1.6M | 3 | 0 |
| Apr 2022 | $145.7M | $144.6M | $1.1M | 3 | 136 |
| Sep 2021 | $130.8M | $130.1M | $649.4K | 3 | 0 |
| Jul 2021 | $130.8M | $130.1M | $649.4K | 3 | 0 |
| Mar 2021 | $130.8M | $130.1M | $649.4K | 3 | 0 |
| Jul 2020 | $124.4M | $124.1M | $364K | 3 | 0 |
| Apr 2019 | $118.1M | $116.7M | $1.4M | 3 | 0 |
| Mar 2018 | $125.6M | $124.3M | $1.2M | 3 | 0 |
| Mar 2017 | $118.7M | $117.9M | $802.4K | 3 | 200 |
| Mar 2016 | $134M | $133.2M | $778K | 4 | 300 |
| Jan 2016 | $139.7M | $108.1M | $31.5M | 6 | 300 |
| Mar 2015 | $152.3M | $127.4M | $24.9M | 6 | 300 |
| Mar 2014 | $151.2M | $118M | $33.2M | 6 | 300 |
| Mar 2013 | $169.2M | $137.9M | $31.3M | 6 | 200 |
| Mar 2012 | $203.9M | $169.4M | $34.6M | 6 | 200 |
| Mar 2009 | $168.8M | $130.9M | $37.9M | 10 | -- |
| May 2007 | $227.1M | $201.3M | $25.8M | 10 | -- |
| Mar 2007 | $188.7M | $166.6M | $22.1M | 10 | -- |
| Mar 2006 | $151.7M | $143.3M | $8.3M | 10 | -- |
| Nov 2001 | $73.5M | $69.9M | $3.6M | 10 | -- |
DateApr 2025
Total AUM$140.3M
Discretionary$139.5M
Non-Disc.$819.6K
Employees2
Clients0
DateMar 2025
Total AUM$140.3M
Discretionary$139.5M
Non-Disc.$819.6K
Employees3
Clients0
DateApr 2024
Total AUM$123.4M
Discretionary$123M
Non-Disc.$403.7K
Employees3
Clients0
DateFeb 2024
Total AUM$123.4M
Discretionary$123M
Non-Disc.$403.7K
Employees3
Clients0
DateMar 2023
Total AUM$115.7M
Discretionary$114.1M
Non-Disc.$1.6M
Employees3
Clients0
DateApr 2022
Total AUM$145.7M
Discretionary$144.6M
Non-Disc.$1.1M
Employees3
Clients136
DateSep 2021
Total AUM$130.8M
Discretionary$130.1M
Non-Disc.$649.4K
Employees3
Clients0
DateJul 2021
Total AUM$130.8M
Discretionary$130.1M
Non-Disc.$649.4K
Employees3
Clients0
DateMar 2021
Total AUM$130.8M
Discretionary$130.1M
Non-Disc.$649.4K
Employees3
Clients0
DateJul 2020
Total AUM$124.4M
Discretionary$124.1M
Non-Disc.$364K
Employees3
Clients0
DateApr 2019
Total AUM$118.1M
Discretionary$116.7M
Non-Disc.$1.4M
Employees3
Clients0
DateMar 2018
Total AUM$125.6M
Discretionary$124.3M
Non-Disc.$1.2M
Employees3
Clients0
DateMar 2017
Total AUM$118.7M
Discretionary$117.9M
Non-Disc.$802.4K
Employees3
Clients200
DateMar 2016
Total AUM$134M
Discretionary$133.2M
Non-Disc.$778K
Employees4
Clients300
DateJan 2016
Total AUM$139.7M
Discretionary$108.1M
Non-Disc.$31.5M
Employees6
Clients300
DateMar 2015
Total AUM$152.3M
Discretionary$127.4M
Non-Disc.$24.9M
Employees6
Clients300
DateMar 2014
Total AUM$151.2M
Discretionary$118M
Non-Disc.$33.2M
Employees6
Clients300
DateMar 2013
Total AUM$169.2M
Discretionary$137.9M
Non-Disc.$31.3M
Employees6
Clients200
DateMar 2012
Total AUM$203.9M
Discretionary$169.4M
Non-Disc.$34.6M
Employees6
Clients200
DateMar 2009
Total AUM$168.8M
Discretionary$130.9M
Non-Disc.$37.9M
Employees10
Clients--
DateMay 2007
Total AUM$227.1M
Discretionary$201.3M
Non-Disc.$25.8M
Employees10
Clients--
DateMar 2007
Total AUM$188.7M
Discretionary$166.6M
Non-Disc.$22.1M
Employees10
Clients--
DateMar 2006
Total AUM$151.7M
Discretionary$143.3M
Non-Disc.$8.3M
Employees10
Clients--
DateNov 2001
Total AUM$73.5M
Discretionary$69.9M
Non-Disc.$3.6M
Employees10
Clients--