BROPHY, STEPHEN ALBERT
Legal name: BROPHY WEALTH MANAGEMENT
CRD #117393 SEC #801-72789 BEDFORD, NH 603-668-2303
SEC Registered
Total AUM
$134.5M
Discretionary
$0
Employees
7
Clients
11
Accounts
689
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Hampshire
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| BROPHY, STEPHEN, ALBERT | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 25, 2013 REGISTERED
Notice Filings (5)
FL MA NH NY TX
Address
40 SOUTH RIVER ROAD, BEDFORD PLACE UNIT 15BEDFORD, NH 03110-6719
United States
Phone: 603-668-2303