PROSPERA INVESTMENT ADVISORS, LLC
CRD #117449 SEC #801-66259 SPOKANE, WA 509-242-2319
SEC Registered
Total AUM
$164.2M
Discretionary
$422.4K
Employees
10
Clients
10
Accounts
455
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSHMAN, BRUCE, GERALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| PROSPERA WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| DIETZEN, SCOTT, J | I | L&D GROUP, LLC | F | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
| L & D GROUP, LLC | DE | PROSPERA WEALTH MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Jan 25, 2010 REGISTERED
Notice Filings (3)
ID OR WA
Address
601 W RIVERSIDE AVESUITE 700
SPOKANE, WA 99201
United States
Phone: 509-242-2319