BRADWAY FINANCIAL, LLC
CRD #117480 SEC #801-68635 LONGMEADOW, MA 800-725-1622
SEC Registered Private Funds
Total AUM
$132.4M
Discretionary
$123.6M
Employees
6
Clients
251
Accounts
1,523
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEAL, BRIAN, DELROY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASE, BRIAN, K | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CCO | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CCO | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CCO | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CCO | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CCO | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CCO | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CCO | E | Control |
| CASE, BRIAN, KIMBALL | I | MANAGING MEMBER & CCO | E | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (5)
CT FL KS MA NH
Address
734 BLISS ROADSUITE 1
LONGMEADOW, MA 01106
United States
Phone: 800-725-1622