NORTHEAST ASSET MANAGEMENT LLC
CRD #117567 SEC #801-71727 MITCHEL FIELD, NY 516-222-5300
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 26, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BENEDETTO, MARC, A | I | SECRETARY & TREASURER | NA | |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| BONELLI, ROBERT, ALLEN | I | PRESIDENT & COO | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| Duffy, Paul, Edward | I | PRESIDENT | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HAYES, ROBERT, WILLIAM | I | SECRETARY & TREASURER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERITY, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLAS, DANNY, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| NICHOLAS, DANNY, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| NICHOLAS, DANNY, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| NICHOLAS, DANNY, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| NICHOLAS, DANNY, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| NICHOLAS, DANNY, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | CHAIRMAN | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | PRESIDENT | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | PRESIDENT | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | PRESIDENT | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | PRESIDENT | NA | Control |
| PERRONE, STEPHEN, JOSEPH | I | PRESIDENT | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| STICE, HAROLD, EUGENE | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| GIS-NE LLC | DE | SHAREHOLDER | E | |
| GIS-NE LLC | DE | SHAREHOLDER | E | |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
| NORTHEAST SECURITIES, INC. | DE | HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GIS-NE, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| GIS-NE, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| GIS-NE, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| GIS-NE, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| GIS-NE, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| HENRIQUEZ, RAUL | I | RAUL HENRIQUEZ REVOCABLE TRUST | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES,, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES, INC. | E | Control |
| INSIGNEO FINANCIAL SERVICES, LLC | DE | NORTHEAST SECURITIES, INC. | E | Control |
| NORTHEAST GIS HOLDINGS LLC | DE | NORTHEAST SECURITIES,, INC. | E | |
| NORTHEAST GIS HOLDINGS LLC | DE | NORTHEAST SECURITIES,, INC. | E | |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, LLC | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | E | Control |
| R. HENRIQUEZ HOLDINGS, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| RAUL HENRIQUEZ REVOCABLE TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | E | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | E | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | E | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | E | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | E | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | E | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| PERRONE, STEPHEN, JOSEPH | I | NORTHEAST SECURITIES, INC. | D | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| HENRIQUEZ, RAUL | I | RH FAMILY TRUST | C | Control |
| INSIGNEO FINANCIAL GROUP, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | C | Control |
| INSIGNEO FINANCIAL GROUP, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | C | Control |
| INSIGNEO FINANCIAL GROUP, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | C | Control |
| INSIGNEO FINANCIAL GROUP, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | C | Control |
| INSIGNEO FINANCIAL GROUP, LLC | DE | NORTHEAST GIS HOLDINGS, INC. | C | Control |
| NORTHEAST GIS HOLDINGS | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | GIS-NE, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | GIS-NE, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | GIS-NE, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | GIS-NE, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | GIS-NE, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | GIS-NE, LLC | C | Control |
| NORTHEAST GIS HOLDINGS | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| NORTHEAST GIS HOLDINGS, INC. | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| NORTHEAST GIS HOLDINGS, INC. | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| NORTHEAST GIS HOLDINGS, INC. | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| NORTHEAST GIS HOLDINGS, INC. | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| NORTHEAST GIS HOLDINGS, INC. | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R, HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | C | Control |
| RH FAMILY TRUST | DE | R. HENRIQUEZ HOLDINGS, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | GIS-NE, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | GIS-NE, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | GIS-NE, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | GIS-NE, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | GIS-NE, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | GIS-NE, LLC | C | Control |
| RHH FINANCIAL GROUP, LLC | DE | INSIGNEO FINANCIAL SERVICES, LLC | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
| Silva Henriquez, Sara, Roxana | I | RH FAMILY TRUST | C | Control |
Registrations
Federal
IA
Dec 26, 2018 REGISTERED
Notice Filings (35)
AR AZ CA CO CT DC DE FL GA HI IL IN KY LA MA MD MI MN MO NC NE NJ NM NV NY OH OK PA PR SC TN TX VA WA WV
Address
OMNI BUILDING, 333 EARLE OVINGTON BOULEVARDSUITE 706
MITCHEL FIELD, NY 11553-3645
United States
Phone: 516-222-5300