RIA Intelligence

FINANCIAL MANAGEMENT, INC.

CRD #117578 SEC #801-80360 YAKIMA, WA 509-965-5654
SEC Registered
Total AUM
$477.1M
Discretionary
$476.3M
Employees
14
Clients
51
Accounts
3,374

Firm Details

Organization Type
Corporation
State of Formation
Washington
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2020
Branch Offices
4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
PERMANN, CLARK, LEROYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 27, 2020 REGISTERED

Notice Filings (9)

AZ CA ID MI MT OR TX UT WA

Address

115 N. 50TH AVE.
SUITE B
YAKIMA, WA 98908-2886
United States
Phone: 509-965-5654