WJM FINANCIAL, LLC
CRD #117595 SEC #801-67022 BEDFORD, NH 603-589-8010
SEC Registered
Total AUM
$145.7M
Discretionary
$145.7M
Employees
2
Clients
51
Accounts
595
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Hampshire
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 2, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT AND CEO AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT AND CEO AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT AND CEO AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT AND CEO AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT AND CEO AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT AND CEO AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT | E | Control |
| MOECKEL, WILLIAM, JOSEPH | I | MEMBER, PRESIDENT | E | Control |
| DAVIDSON, JENNIFER, LISE | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIDSON, JENNIFER, LISE | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| FULLERTON, JEAN | I | MANAGER | D | Control |
| FULLERTON, JEAN | I | MANAGER | D | Control |
| FULLERTON, JEAN | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FULLERTON, JEAN | I | MEMBER | B | Control |
| FULLERTON, JEAN | I | MEMBER | B | Control |
| FULLERTON, JEAN | I | MEMBER | B | Control |
| FULLERTON, JEAN | I | MEMBER | B | Control |
| FULLERTON, JEAN | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FULLERTON, JEAN | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FULLERTON, JEAN | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FULLERTON, JEAN | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FULLERTON, JEAN | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FULLERTON, JEAN | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| FULLERTON, JEAN | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Feb 2, 2016 REGISTERED
Notice Filings (5)
CA MA ME NH TX
Address
2 COMMERCE DRIVEBEDFORD, NH 03110
United States
Phone: 603-589-8010