LOCKE FINANCIAL SERVICES, INC.
CRD #117611 SEC #801-67590 PALATINE, IL 847-991-2705
SEC Registered
Total AUM
$44.5M
Discretionary
$44.5M
Employees
1
Clients
0
Accounts
175
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOCKE, DENZIL, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCKE, DENZIL, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCKE, DENZIL, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCKE, DENZIL, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCKE, DENZIL, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCKE, DENZIL, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCKE, DENZIL, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 8, 2012 REGISTERED
Notice Filings (3)
GA IA IL
Address
662 N. FIRST BANK DRIVEPALATINE, IL 60067
United States
Phone: 847-991-2705