SIENA CAPITAL MANAGEMENT, LLC
Legal name: SIENA WEALTH ADVISORS
CRD #117646 SEC #801-107786 GRAND LEDGE, MI 517-627-1412
SEC Registered
Total AUM
$218.9M
Discretionary
$213.1M
Employees
4
Clients
--
Accounts
1,078
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, STEPHEN, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
| MILLBROOK, ROGER, LEWIS | I | MANAGING MEMBER | D | Control |
Registrations
Federal
IA
Mar 24, 2021 REGISTERED
Notice Filings (3)
FL MI TX
Address
11973 SWEETWATER DRIVESUITE A-1
GRAND LEDGE, MI 48837
United States
Phone: 517-627-1412