VON BORSTEL & ASSOCIATES, INC.
CRD #117724 SEC #801-100455 THE DALLES, OR 503-257-6969
SEC Registered Disclosures
Total AUM
$289.9M
Discretionary
$198.5M
Employees
11
Clients
251
Accounts
2,307
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 20, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VON BORSTEL, WAYNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VON BORSTEL, WAYNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VON BORSTEL, WAYNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VON BORSTEL, WAYNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VON BORSTEL, WAYNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VON BORSTEL, WAYNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| VON BORSTEL, WAYNE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 20, 2016 REGISTERED
Notice Filings (5)
AK CA OR TX WA
Address
308 E 3RD STREETTHE DALLES, OR 97058
United States
Phone: 503-257-6969