ARDEN ASSET MANAGEMENT LLC
CRD #117773 SEC #801-61080 PHILADELPHIA, PA 215-405-5700
SEC Registered Private Funds Disclosures
Total AUM
$9.3B
Discretionary
$2.5B
Employees
377
Clients
--
Accounts
32
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 21, 2017
- Branch Offices
- --
- LEI
- 213800WIRL974JYPZ588
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASSETT, RALPH, EMERSON | I | VICE PRESIDENT | NA | |
| BASSETT, RALPH, EMERSON | I | VICE PRESIDENT | NA | |
| BASSETT, RALPH, EMERSON | I | VICE PRESIDENT | NA | |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIANCO, MATTHEW, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BIRRELL, NATALIE, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| BIRRELL, NATALIE, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| BIRRELL, NATALIE, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| BRIK, ALLAN, CHAMECKI | I | MANAGING DIRECTOR | NA | Control |
| BRIK, ALLAN, CHAMECKI | I | MANAGING DIRECTOR | NA | Control |
| BRIK, ALLAN, CHAMECKI | I | MANAGING DIRECTOR | NA | Control |
| BRIK, ALLAN, CHAMECKI | I | MANAGING DIRECTOR | NA | Control |
| BRIK, ALLAN, CHAMECKI | I | EXECUTIVE DIRECTOR | NA | Control |
| BRIK, ALLAN, CHAMECKI | I | MANAGING DIRECTOR | NA | Control |
| CORDY, STEPHEN, CONNELL | I | MANAGING DIRECTOR | NA | Control |
| CORDY, STEPHEN, CONNELL | I | MANAGING DIRECTOR | NA | Control |
| CORDY, STEPHEN, CONNELL | I | MANAGING DIRECTOR | NA | Control |
| CORDY, STEPHEN, CONNELL | I | MANAGING DIRECTOR | NA | Control |
| CORDY, STEPHEN, CONNELL | I | MANAGING DIRECTOR | NA | Control |
| CORDY, STEPHEN, CONNELL | I | MANAGING DIRECTOR | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | VICE PRESIDENT | NA | |
| COTTON, JEFFREY, LAWRENCE | I | VICE PRESIDENT | NA | |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COTTON, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, P | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, PATTERSON | I | MANAGING DIRECTOR | NA | Control |
| DAVIS, HENRY, PATTERSON | I | PRESIDENT | NA | Control |
| DAVIS, HENRY, PATTERSON | I | PRESIDENT | NA | Control |
| DAVIS, HENRY, PATTERSON | I | MANAGING DIRECTOR | NA | Control |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | TREASURER | NA | |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | TREASURER | NA | |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | TREASURER | NA | |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEMETRIOU, CHRISTOPHER, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDWARDS, CHRISTOPHER, MICHAEL | I | VICE PRESIDENT | NA | |
| EDWARDS, CHRISTOPHER, MICHAEL | I | VICE PRESIDENT | NA | |
| EDWARDS, CHRISTOPHER, MICHAEL | I | VICE PRESIDENT | NA | |
| EHRHARDT, PAUL, ADAM | I | CHIEF OPERATING OFFICER | NA | Control |
| EHRHARDT, PAUL, ADAM | I | CHIEF OPERATING OFFICER | NA | Control |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | Control |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | Control |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | Control |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | Control |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | Control |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | Control |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | Control |
| GOODSON, ALAN, ROBIN | I | VICE PRESIDENT | NA | Control |
| GUDAITIS, NANCY, Y | I | MANAGING DIRECTOR | NA | Control |
| GUDAITIS, NANCY, Y | I | MANAGING DIRECTOR | NA | Control |
| GUDAITIS, NANCY, Y | I | MANAGING DIRECTOR | NA | Control |
| GUDAITIS, NANCY, Y | I | MANAGING DIRECTOR | NA | Control |
| GUDAITIS, NANCY, Y | I | MANAGING DIRECTOR | NA | Control |
| HA, DANNY, CHANUK | I | GENERAL COUNSEL | NA | Control |
| HA, DANNY, CHANUK | I | GENERAL COUNSEL | NA | Control |
| HA, DANNY, CHANUK | I | GENERAL COUNSEL | NA | Control |
| HA, DANNY, CHANUK | I | GENERAL COUNSEL | NA | Control |
| HA, DANNY, CHANUK | I | GENERAL COUNSEL | NA | Control |
| HA, DANNY, CHANUK | I | GENERAL COUNSEL | NA | Control |
| HA, DANNY, CHANUK | I | GENERAL COUNSEL | NA | Control |
| HA, DANNY, CHANUK | I | GENERAL COUNSEL | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HENDRY, BEVERLEY, (NMN) | I | PRESIDENT | NA | Control |
| HORSBURGH, MICHAEL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| HORSBURGH, MICHAEL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| HORSBURGH, MICHAEL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| JANVIER, GENE, R. | I | VICE PRESIDENT | NA | |
| JANVIER, GENE, R. | I | VICE PRESIDENT | NA | |
| JANVIER, GENE, R. | I | VICE PRESIDENT | NA | |
| KAPOOR, VIKAS | I | MANAGING DIRECTOR | NA | Control |
| KAPOOR, VIKAS | I | MANAGING DIRECTOR | NA | Control |
| KATZ, ANDREW, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KATZ, ANDREW, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KATZ, ANDREW, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KATZ, ANDREW, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KATZ, ANDREW, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, THOMAS, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KRAWIEC, CRAIG, RAYMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| KUPPER, LISA | I | SECRETARY | NA | |
| KUPPER, LISA | I | SECRETARY | NA | |
| KUPPER, LISA | I | SECRETARY | NA | |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| LANDO, STEVEN, DOV | I | GENERAL COUNSEL | NA | Control |
| MCDONALD, COBY, LYNN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, COBY, LYNN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, COBY, LYNN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, COBY, LYNN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, COBY, LYNN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, COBY, LYNN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | EXECUTIVE DIRECTOR | NA | Control |
| MCDONALD, IAN | I | EXECUTIVE DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | EXECUTIVE DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | EXECUTIVE DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | EXECUTIVE DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCDONALD, IAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MCDONALD, IAN | I | MANAGING DIRECTOR | NA | Control |
| MELIA, ANDREA, LEE | I | VICE PRESIDENT | NA | |
| MELIA, ANDREA, LEE | I | VICE PRESIDENT | NA | |
| MELIA, ANDREA, LEE | I | VICE PRESIDENT | NA | |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORTIMER, AVERELL, HARRIMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MUCELLI, ALEXANDER, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MURRAY, THOMAS, FRANCIS | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, THOMAS, FRANCIS | I | MANAGING DIRECTOR | NA | Control |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | Control |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | Control |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | Control |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | Control |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | Control |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | Control |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | Control |
| NICHOLS, JENNIFER, ANN | I | VICE PRESIDENT | NA | Control |
| OSBORN, LESLIE, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSBORN, LESLIE, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSBORN, LESLIE, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSBORN, LESLIE, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSBORN, LESLIE, J. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLATKIN, PAUL, STUART | I | MANAGING DIRECTOR | NA | Control |
| PLATKIN, PAUL, STUART | I | MANAGING DIRECTOR | NA | Control |
| PLATKIN, PAUL, STUART | I | MANAGING DIRECTOR | NA | Control |
| PLATKIN, PAUL, STUART | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| RIAZ, SHAKIL, AHMED | I | MANAGING DIRECTOR | NA | Control |
| ROGERS, JOHN, DREW | I | MANAGING DIRECTOR | NA | Control |
| ROSALA, SOFIA | I | VICE PRESIDENT, CCO | NA | |
| ROSALA, SOFIA | I | VICE PRESIDENT, CCO | NA | |
| SMITH, ANDREW, ALASDAIR | I | PRESIDENT | NA | Control |
| SMITH, ANDREW, ALASDAIR | I | PRESIDENT | NA | Control |
| SMITH, ANDREW, ALASDAIR | I | PRESIDENT | NA | Control |
| TAN, CHARLES | I | VICE PRESIDENT | NA | |
| TAN, CHARLES | I | VICE PRESIDENT | NA | |
| TAN, CHARLES | I | VICE PRESIDENT | NA | |
| TOOZE, MARIKA, IRMA | I | VICE PRESIDENT | NA | |
| TOOZE, MARIKA, IRMA | I | VICE PRESIDENT | NA | |
| TOOZE, MARIKA, IRMA | I | VICE PRESIDENT | NA | |
| Trzepacz, Geoffrey, Allan | I | CHIEF OPERATING OFFICER | NA | Control |
| Trzepacz, Geoffrey, Allan | I | CHIEF OPERATING OFFICER | NA | Control |
| Trzepacz, Geoffrey, Allan | I | CHIEF OPERATING OFFICER | NA | Control |
| Trzepacz, Geoffrey, Allan | I | CHIEF OPERATING OFFICER | NA | Control |
| Trzepacz, Geoffrey, Allan | I | CHIEF OPERATING OFFICER | NA | Control |
| Trzepacz, Geoffrey, Allan | I | CHIEF OPERATING OFFICER | NA | Control |
| Trzepacz, Geoffrey, Allan | I | CHIEF OPERATING OFFICER | NA | Control |
| WALKER, ALLISON, CLARE | I | MANAGING DIRECTOR | NA | Control |
| WALKER, ALLISON, CLARE | I | MANAGING DIRECTOR | NA | Control |
| WALKER, ALLISON, CLARE | I | MANAGING DIRECTOR | NA | Control |
| WALKER, ALLISON, CLARE | I | MANAGING DIRECTOR | NA | Control |
| WALKER, ALLISON, CLARE | I | MANAGING DIRECTOR | NA | Control |
| WALKER, ALLISON, CLARE | I | MANAGING DIRECTOR | NA | Control |
| WALKER, ALLISON, CLARE | I | MANAGING DIRECTOR | NA | Control |
| WALKER, ALLISON, CLARE | I | MANAGING DIRECTOR | NA | Control |
| WOLF, DARREN | I | MANAGING DIRECTOR AND DIRECTOR OF RESEARCH | NA | Control |
| WOLF, DARREN | I | MANAGING DIRECTOR AND DIRECTOR OF RESEARCH | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WONG, CLEMENT, W. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZELLMER, STEFAN, R | I | EXECUTIVE DIRECTOR | NA | Control |
| ZELLMER, STEFAN, R | I | EXECUTIVE DIRECTOR | NA | |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ABERDEEN ASSET MANAGEMENT INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| ARDEN ASSET MANAGEMENT, INC. | DE | MEMBER | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | MANAGING MEMBER | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | MANAGING MEMBER | D | Control |
| AVERELL H. MORTIMER 2003 GRAT | DE | SHAREHOLDER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| STEYER, HUME, RICHMOND | I | THE MORTIMER FAMILY 2009 TRUST | F | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | ABERDEEN ASSET MANAGEMENT INC. | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | AVERELL H. MORTIMER 2003 GRAT | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | AVERELL H. MORTIMER 2003 GRAT | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | AVERELL H. MORTIMER 2003 GRAT | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | THE MORTIMER FAMILY 2003 TRUST | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | THE MORTIMER FAMILY 2009 TRUST | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | AVERELL H. MORTIMER 2003 GRAT | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | THE MORTIMER FAMILY 2003 TRUST | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | THE MORTIMER FAMILY 2003 TRUST | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | AVERELL H. MORTIMER 2003 GRAT | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | THE MORTIMER FAMILY 2009 TRUST | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | AVERELL H. MORTIMER 2003 GRAT | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | THE MORTIMER FAMILY 2003 TRUST | E | Control |
| STANDARD LIFE ABERDEEN PLC | FE | ABERDEEN ASSET MANAGEMENT PLC | E | Control |
| STANDARD LIFE ABERDEEN PLC | FE | ABERDEEN ASSET MANAGEMENT PLC | E | Control |
| STANDARD LIFE ABERDEEN PLC | FE | ABERDEEN ASSET MANAGEMENT PLC | E | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| MORTIMER, AVERELL, HARRIMAN | I | ARDEN ASSET MANAGEMENT, INC. | D | Control |
| AVERELL H. MORTIMER 2003 GRAT | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| AVERELL H. MORTIMER 2003 GRAT | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| AVERELL H. MORTIMER 2003 GRAT | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| AVERELL H. MORTIMER 2003 GRAT | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| AVERELL H. MORTIMER 2003 GRAT | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2003 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2003 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2003 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
| THE MORTIMER FAMILY 2009 TRUST | DE | ARDEN ASSET MANAGEMENT, INC. | C | Control |
Registrations
Federal
IA
Aug 21, 2017 REGISTERED
Address
1735 MARKET ST32ND FL
PHILADELPHIA, PA 19103
United States
Phone: 215-405-5700