STEBEN & COMPANY, LLC
CRD #117808 SEC #801-64686 EXCELSIOR, MN 952-767-6900
SEC Registered
Total AUM
$108.1M
Discretionary
$108.1M
Employees
8
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2025
- Branch Offices
- 0
- LEI
- 5493005B8M17F88H9I9
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BULLEY, MICHAEL DONALD | I | VICE PRESIDENT OF RESEARCH & RISK MANAGEMENT | NA | |
| BULLEY, MICHAEL DONALD | I | VICE PRESIDENT OF RESEARCH & RISK MANAGEMENT | NA | |
| BULLEY, MICHAEL DONALD | I | VICE PRESIDENT OF RESEARCH & RISK MANAGEMENT | NA | |
| BULLEY, MICHAEL DONALD | I | VICE PRESIDENT OF RESEARCH & RISK MANAGEMENT | NA | |
| BULLEY, MICHAEL DONALD | I | DIRECTOR | NA | |
| BULLEY, MICHAEL DONALD | I | DIRECTOR | NA | |
| BULLEY, MICHAEL DONALD | I | DIRECTOR | NA | |
| BULLEY, MICHAEL DONALD | I | DIRECTOR | NA | |
| BULLEY, MICHAEL DONALD | I | DIRECTOR | NA | |
| BULLEY, MICHAEL DONALD | I | DIRECTOR | NA | |
| BULLEY, MICHAEL DONALD | I | DIRECTOR | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| DOLFIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| ESSEN, JON CHADWICK | I | CHIEF FINANCIAL OFFICER | NA | |
| GAINSBURG, BARRY ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANOE, MARY ELEANOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANOE, MARY ELEANOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRADY, JOHN HENRY JR. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| GRADY, JOHN HENRY JR. | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| GRADY, JOHN HENRY JR. | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| GRADY, JOHN HENRY JR. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| GRADY, JOHN HENRY JR. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| GRADY, JOHN HENRY JR. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| HASSANEIN, AHMED SAAD | I | CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER/FINOP | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT OPERATIONS | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT OF OPERATIONS | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT OF OPERATIONS | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT - COMPLIANCE AND OPERATIONS | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT - OPERATIONS | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT OPERATIONS | NA | |
| HULL, BRIAN F | I | FINOP | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT - COMPLIANCE AND OPERATIONS | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT - COMPLIANCE AND OPERATIONS | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | VICE PRESIDENT - COMPLIANCE AND OPERATIONS | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULL, BRIAN F | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KINZIE, KEVIN MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCDONNAUGH, PIERRE NIGEL | I | IN-HOUSE COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| MCDONNAUGH, PIERRE NIGEL | I | IN-HOUSE COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| MENARD, NEIL DAVID | I | SENIOR VICE PRESIDENT, DISTRIBUTION | NA | |
| MENARD, NEIL DAVID | I | DIRECTOR OF SALES AND MARKETING | NA | |
| MENARD, NEIL DAVID | I | DIRECTOR OF SALES AND MARKETING | NA | |
| MENARD, NEIL DAVID | I | DIRECTOR OF SALES AND MARKETING | NA | |
| MENARD, NEIL DAVID | I | SENIOR VICE PRESIDENT, DISTRIBUTION | NA | |
| MENARD, NEIL DAVID | I | SENIOR VICE PRESIDENT, DISTRIBUTION | NA | |
| MENARD, NEIL DAVID | I | SENIOR VICE PRESIDENT, DISTRIBUTION | NA | |
| MENARD, NEIL DAVID | I | SENIOR VICE PRESIDENT, DISTRIBUTION | NA | |
| MENARD, NEIL DAVID | I | SENIOR VICE PRESIDENT, DISTRIBUTION | NA | |
| MENARD, NEIL DAVID | I | SENIOR VICE PRESIDENT, DISTRIBUTION | NA | |
| MENARD, NEIL DAVID | I | SENIOR VICE PRESIDENT, DISTRIBUTION | NA | |
| ROSENBERGER, FRANCINE JUDITH | I | GENERAL COUNSEL | NA | |
| ROSENBERGER, FRANCINE JUDITH | I | GENERAL COUNSEL | NA | |
| ROSENBERGER, FRANCINE JUDITH | I | GENERAL COUNSEL | NA | |
| ROSENBERGER, FRANCINE JUDITH | I | GENERAL COUNSEL | NA | |
| ROSENBERGER, FRANCINE JUDITH | I | GENERAL COUNSEL | NA | |
| ROSENBERGER, FRANCINE JUDITH | I | GENERAL COUNSEL | NA | |
| ROSENBERGER, FRANCINE JUDITH | I | GENERAL COUNSEL | NA | |
| ROSENBERGER, FRANCINE JUDITH | I | GENERAL COUNSEL | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| SERGER, CARL ANDREW | I | CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | NA | |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT AND CEO, DIRECTOR | NA | Control |
| STEBEN, KENNETH EDWARD | I | TRUSTEE OF THE KENNETH E STEBEN REVOCABLE TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUST | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUSTS | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUSTS | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUSTS | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUSTS | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUSTS | NA | Control |
| US TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE STEBEN FAMILY TRUSTS | NA | Control |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| WELTLER, BRADLEY JAY | I | VICE PRESIDENT OF DISTRIBUTION | NA | |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SOLE SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| OCTAVUS GROUP, LLC | DE | OWNER | E | |
| STEBEN, KENNETH EDWARD | I | PRESIDENT | E | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT | E | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT | E | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT | E | Control |
| STEBEN, KENNETH EDWARD | I | PRESIDENT | E | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST FBO COREY STEBEN | DE | SHAREHOLDER | B | Control |
| STEBEN FAMILY TRUST FBO KELLY STEBEN | DE | SHAREHOLDER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ESSEN, JON, CHADWICK | I | OCTAVUS GROUP, LLC | F | Control |
| ESSEN, JON, CHADWICK | I | OCTAVUS GROUP, LLC | F | Control |
| ESSEN, JON, CHADWICK | I | OCTAVUS GROUP, LLC | F | Control |
| ESSEN, JON, CHADWICK | I | OCTAVUS GROUP, LLC | F | Control |
| ESSEN, JON, CHADWICK | I | OCTAVUS GROUP, LLC | F | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | STEBEN & COMPANY INC. | E | Control |
| KENNETH E STEBEN REVOCABLE TRUST | DE | STEBEN & COMPANY INC. | E | Control |
| STEBEN, KENNETH EDWARD | I | KENNETH E STEBEN REVOCABLE TRUST | E | Control |
| STEBEN, KENNETH EDWARD | I | KENNETH E STEBEN REVOCABLE TRUST | E | Control |
| KINZIE, KEVIN, MICHAEL | I | OCTAVUS GROUP, LLC | C | Control |
| KINZIE, KEVIN, MICHAEL | I | OCTAVUS GROUP, LLC | C | Control |
| KINZIE, KEVIN, MICHAEL | I | OCTAVUS GROUP, LLC | C | Control |
| KINZIE, KEVIN, MICHAEL | I | OCTAVUS GROUP, LLC | C | Control |
| KINZIE, KEVIN, MICHAEL | I | OCTAVUS GROUP, LLC | C | Control |
| KINZIE, KEVIN, MICHAEL | I | OCTAVUS GROUP, LLC | C | Control |
| KINZIE, KEVIN, MICHAEL | I | OCTAVUS GROUP, LLC | C | Control |
Registrations
Federal
IA
Mar 19, 2025 REGISTERED
Notice Filings (2)
MD MN
Address
687 EXCELSIOR BLVD.EXCELSIOR, MN 55331
United States
Phone: 952-767-6900