GUGGENHEIM INVESTMENT MANAGEMENT, LLC
CRD #117827 SEC #801-60745 NEW YORK, NY 212-651-9450
SEC Registered Private Funds
Total AUM
$32.7B
Discretionary
$32.6B
Employees
51
Clients
--
Accounts
78
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2012 | $32.7B | $32.6B | $63.1M | 51 | 26 |
| Mar 2011 | $24.2B | $23.7B | $492.9M | 51 | -- |
| Mar 2010 | $13.8B | $13.8B | $14.8M | 51 | -- |
| Jun 2009 | $14.4B | $14.2B | $226.9M | 51 | -- |
| Mar 2008 | $11.4B | $10.9B | $471.5M | 51 | -- |
| Nov 2007 | $10.1B | $9.7B | $372.7M | 51 | -- |
| Feb 2007 | $10.1B | $9.7B | $372.7M | 51 | -- |
| Jan 2007 | $9.5B | $9.1B | $417M | -- | -- |
| Nov 2006 | $9.5B | $9.1B | $417M | -- | -- |
| Mar 2004 | $6.1B | $6.1B | $0 | -- | -- |
| Oct 2003 | $5.8B | $5.8B | $0 | -- | -- |
| Apr 2002 | $4.3B | $4.3B | $0 | 5 | -- |
DateMar 2012
Total AUM$32.7B
Discretionary$32.6B
Non-Disc.$63.1M
Employees51
Clients26
DateMar 2011
Total AUM$24.2B
Discretionary$23.7B
Non-Disc.$492.9M
Employees51
Clients--
DateMar 2010
Total AUM$13.8B
Discretionary$13.8B
Non-Disc.$14.8M
Employees51
Clients--
DateJun 2009
Total AUM$14.4B
Discretionary$14.2B
Non-Disc.$226.9M
Employees51
Clients--
DateMar 2008
Total AUM$11.4B
Discretionary$10.9B
Non-Disc.$471.5M
Employees51
Clients--
DateNov 2007
Total AUM$10.1B
Discretionary$9.7B
Non-Disc.$372.7M
Employees51
Clients--
DateFeb 2007
Total AUM$10.1B
Discretionary$9.7B
Non-Disc.$372.7M
Employees51
Clients--
DateJan 2007
Total AUM$9.5B
Discretionary$9.1B
Non-Disc.$417M
Employees--
Clients--
DateNov 2006
Total AUM$9.5B
Discretionary$9.1B
Non-Disc.$417M
Employees--
Clients--
DateMar 2004
Total AUM$6.1B
Discretionary$6.1B
Non-Disc.$0
Employees--
Clients--
DateOct 2003
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees--
Clients--
DateApr 2002
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees5
Clients--