CONCORDE FINANCIAL RESOURCES I INC.
Legal name: CONCORDE FINANCIAL RESOURCES
CRD #117836 SEC #801-113094 YORK, SC 336-838-4100
SEC Registered
Total AUM
$211.2M
Discretionary
$199.1M
Employees
2
Clients
101
Accounts
515
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRUNCK, JESSICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | E | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | E | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | E | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | E | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER | D | Control |
| FAW, JAMES, CLAYTON | I | MEMBER / MANAGER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | D | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | D | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | D | Control |
| FERGUSON, MARY, CATHERINE | I | MANAGING MEMBER | C | Control |
| FERGUSON, MARY, CATHERINE | I | MANAGING MEMBER | C | Control |
| FERGUSON, MARY, CATHERINE | I | MANAGING MEMBER | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| FERGUSON, MARY, CATHERINE | I | PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER/CHIEF COMPLIANCE OFFICER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER/CHIEF COMPLIANCE OFFICER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MEMBER / MANAGER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | MANAGING MEMBER | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| SANDERS, WADE, EARL | I | VICE PRESIDENT | C | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | B | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | B | Control |
| FAW, JAMES, CLAYTON | I | MANAGING MEMBER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
| FAW, JAMES, CLAYTON | I | SECRETARY AND TREASURER | B | Control |
Registrations
Federal
IA
Feb 24, 2025 REGISTERED
Notice Filings (7)
CO FL MD NC PA SC TX
Address
12B N. CONGRESS STREETYORK, SC 29745
United States
Phone: 336-838-4100