BOTTI BROWN ASSET MANAGEMENT, LLC
CRD #117838 SEC #801-64347 SAN FRANCISCO, CA 415-675-3300
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
--
Clients
0
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOTTI, ROBERT | I | MEMBER | NA | |
| BOTTI, ROBERT | I | MEMBER | NA | |
| BOTTI, ROBERT | I | MEMBER | NA | |
| BROWN, DONALD, SHERMAN | I | MEMBER | NA | |
| BROWN, DONALD, SHERMAN | I | MEMBER | NA | |
| JOHANN, THOMAS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHANN, THOMAS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHANN, THOMAS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHANN, THOMAS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHANN, THOMAS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKIN, BRIDGET, JANE | I | MEMBER/CHIEF FINANCAL OFFICER | NA | |
| WATKIN, BRIDGET, JANE | I | MEMBER/CHIEF FINANCAL OFFICER | NA | |
| WATKIN, BRIDGET, JANE | I | MEMBER/CHIEF FINANCAL OFFICER | NA | |
| WATKIN, BRIDGET, JANE | I | MEMBER/CHIEF FINANCAL OFFICER | NA | |
| WATKIN, BRIDGET, JANE | I | MEMBER | NA | |
| WATKIN, BRIDGET, JANE | I | MEMBER/CHIEF FINANCAL OFFICER | NA | |
| WATKIN, BRIDGET, JANE | I | MEMBER | NA | |
| WATKIN, BRIDGET, JANE | I | MEMBER | NA | |
| BOTTI, JOHN, DEYTON | I | MEMBER | D | Control |
| BOTTI, JOHN, DEYTON | I | MANAGER/MEMBER | D | Control |
| BOTTI, JOHN, DEYTON | I | MEMBER | D | Control |
| BOTTI, JOHN, DEYTON | I | MANAGER/MEMBER | D | Control |
| BOTTI, JOHN, DEYTON | I | MANAGER/MEMBER | D | Control |
| RAVEL, STEPHEN, ANDREW | I | MANAGING MEMBER | C | Control |
| RAVEL, STEPHEN, ANDREW | I | MANAGING MEMBER | C | Control |
| RAVEL, STEPHEN, ANDREW | I | MANAGING MEMBER | C | Control |
| BARON, TYLER, WILLIAMS | I | MEMBER | B | |
| BARON, TYLER, WILLIAMS | I | MEMBER | B | |
| BARON, TYLER, WILLIAMS | I | MEMBER | B | |
| CHAO, CARRIE, WANG | I | MEMBER | B | |
| CHAO, CARRIE, WANG | I | MEMBER | B | |
| CHAO, CARRIE, WANG | I | MEMBER | B | |
| RAVEL, STEPHEN, ANDREW | I | MANAGING MEMBER | B | Control |
| RAVEL, STEPHEN, ANDREW | I | MEMBER | B | Control |
| RAVEL, STEPHEN, ANDREW | I | MANAGING MEMBER | B | Control |
| RAVEL, STEPHEN, ANDREW | I | MEMBER | B | Control |
| RAVEL, STEPHEN, ANDREW | I | MEMBER | B | Control |
| TAGUE, BARRY, ELWERT | I | MEMBER | B | Control |
| TAGUE, BARRY, ELWERT | I | MEMBER | B | Control |
| TAGUE, BARRY, ELWERT | I | MEMBER | B | Control |
| TAGUE, BARRY, ELWERT | I | MEMBER | B | Control |
| TAGUE, BARRY, ELWERT | I | MEMBER | B | Control |
| BOTTI 2008 IRREVOCABLE TRUST | DE | MEMBER | A | |
| BOTTI 2008 IRREVOCABLE TRUST | DE | MEMBER | A | |
| BOTTI 2008 IRREVOCABLE TRUST | DE | MEMBER | A | |
| BOTTI, JOHN, DEYTON | I | MEMBER | A | Control |
| BOTTI, JOHN, DEYTON | I | MEMBER | A | Control |
| BOTTI, JOHN, DEYTON | I | MEMBER | A | Control |
| JOHANN, THOMAS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| JOHANN, THOMAS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
| JOHANN, THOMAS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
CA
Address
101 CALIFORNIA STREETSUITE 4350
SAN FRANCISCO, CA 94111
United States
Phone: 415-675-3300