MAXWELL INVESTMENTS, LLC
CRD #117871 SEC #801-62138 PROVO, UT 801-494-1200
SEC Registered
Total AUM
$46.1M
Discretionary
$46.1M
Employees
10
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MANGUM, DARIN, HUGHEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANGUM, DARIN, HUGHEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAXWELL, GARY, JAMES | I | PRESIDENT | E | Control |
| COON, BART, D | I | VICE-PRESIDENT | D | Control |
| COON, BART, D | I | VICE-PRESIDENT | D | Control |
| COON, BART, D | I | VICE-PRESIDENT | D | Control |
| MAXWELL, GARY, JAMES | I | PRESIDENT | D | Control |
| MAXWELL, GARY, JAMES | I | PRESIDENT | D | Control |
| MAXWELL, GARY, JAMES | I | PRINCIPAL | D | Control |
| COON, BART, D | I | VICE-PRESIDENT | C | Control |
| MAXWELL, GARY, JAMES | I | PRESIDENT | C | Control |
| MERRILL, DALE, TRENT | I | CHIEF EXECUTIVE OFFICER | C | Control |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Notice Filings (1)
UT
Address
5252 NORTH EDGEWOOD DRIVESUITE 325
PROVO, UT 84604
USA
Phone: 801-494-1200