PEAK INVESTMENT ADVISORS, INC.
CRD #117875 SEC #801-125943 GERMANTOWN, MD 240-361-2700
SEC Registered Disclosures
Total AUM
$80.7M
Discretionary
$69.7M
Employees
2
Clients
11
Accounts
277
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALK, SEAN, EVERETT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, SEAN, EVERETT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, SEAN, EVERETT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, SEAN, EVERETT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, SEAN, EVERETT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, SEAN, EVERETT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, SEAN, EVERETT | I | PRESIDENT | D | Control |
| FALK, SEAN, EVERETT | I | PRESIDENT | D | Control |
| FRIEDMAN, BRETT, ADAM | I | SECRETARY/CCO | C | Control |
| FRIEDMAN, BRETT, ADAM | I | SECRETARY/CCO | C | Control |
Registrations
Federal
IA
May 24, 2023 REGISTERED
Notice Filings (6)
DC DE FL MD TX VA
Address
13216 EXECUTIVE PARK TERRACEGERMANTOWN, MD 20874
United States
Phone: 240-361-2700