NOVEN FINANCIAL GROUP, INC.
CRD #117897 SEC #801-65296 DENVER, CO 303-782-9100
SEC Registered
Total AUM
$298.5M
Discretionary
$272.6M
Employees
6
Clients
101
Accounts
962
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
Registrations
Federal
IA
Mar 9, 2020 REGISTERED
Notice Filings (6)
CO FL IL MA NE TX
Address
1777 S. HARRISON STREETSUITE 1500
DENVER, CO 80210
United States
Phone: 303-782-9100