BAKER 500, LLC
Legal name: BAKER 500
CRD #117907 SEC #801-61123 MINNETONKA, MN 952-449-6678
SEC Registered
Total AUM
$26M
Discretionary
$26M
Employees
5
Clients
0
Accounts
185
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 26, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, L., EDWARD | I | CHIEF MANAGER OF BAKER CAPITAL LLC AND CHIEF INVESTMENT OFFICER | NA | Control |
| BAKER, L., EDWARD | I | CHIEF MANAGER OF BAKER CAPITAL LLC AND CHIEF INVESTMENT OFFICER | NA | Control |
| BAKER, L., EDWARD | I | CHIEF MANAGER OF BAKER CAPITAL LLC AND CHIEF INVESTMENT OFFICER | NA | Control |
| RUANE, MICHAEL, V | I | MANAGING DIRECTOR OF DISTRIBUTION | NA | |
| RUANE, MICHAEL, V | I | MANAGING DIRECTOR OF DISTRIBUTION | NA | |
| BAKER CAPITAL LLC | DE | MANAGING MEMBER | E | Control |
| BAKER CAPITAL LLC | DE | MANAGING MEMBER | E | Control |
| BAKER CAPITAL LLC | DE | MANAGING MEMBER | E | Control |
| BAKER CAPITAL LLC | DE | MANAGING MEMBER | E | Control |
| BAKER CAPITAL LLC | DE | MANAGING MEMBER | D | Control |
| BAKER CAPITAL LLC | DE | MANAGING MEMBER | D | Control |
| BAKER CAPITAL LLC | DE | MANAGING MEMBER | D | Control |
| HUCUL, DANIEL, E. | I | PREFERRED MEMBER | A | |
| MATHESON, RONALD, R. | I | PREFERRED MEMBER | A | |
| MCMURRAY, MICHAEL | I | PREFERRED MEMBER | A |
Registrations
Federal
IA
Apr 26, 2002 REGISTERED
Notice Filings (8)
CO FL IL MI MN NJ TX WI
Address
601 CARLSON PARKWAYSUITE 1050
MINNETONKA, MN 55305
USA
Phone: 952-449-6678