RIA Intelligence

SPECTRUM WEALTH ADVISORS, INC.

CRD #117965 SEC #801-66488 OVERLAND PARK, KS 913-685-8581
SEC Registered
Total AUM
$46.3M
Discretionary
$46M
Employees
10
Clients
101
Accounts
212

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 3, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
VEGA, JANE, MARIEIVICE PRESIDENTNA Control
VEGA, JANE, MARIEIVICE PRESIDENTNA Control
VEGA, JANE, MARIEIVICE PRESIDENTNA Control
VEGA, JANE, MARIEIVICE PRESIDENTNA Control
VEGA, JANE, MARIEIVICE PRESIDENTNA Control
CARSON, RODNEY, WAYNEIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
CARSON, RODNEY, WAYNEIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
CARSON, RODNEY, WAYNEIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
CARSON, RODNEY, WAYNEIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
CARSON, RODNEY, WAYNEIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Apr 3, 2007 REGISTERED

Notice Filings (4)

KS MO NE VA

Address

7285 W 132 ST.
SUITE 180
OVERLAND PARK, KS 66213
USA
Phone: 913-685-8581