SPARX INVESTMENT & RESEARCH, USA, INC.
CRD #117985 SEC #801-61554 NEW YORK, NY 212.452.5000
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
--
Clients
--
Accounts
10
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2008 | $1.6B | $1.6B | $0 | -- | -- |
| Jun 2007 | $1.6B | $1.6B | $0 | -- | -- |
| Mar 2007 | $1.6B | $1.6B | $0 | -- | -- |
| Dec 2005 | $1.5B | $1.5B | $0 | -- | -- |
| Nov 2005 | $1.5B | $1.5B | $0 | -- | -- |
| Feb 2005 | $389.4M | $389.4M | $0 | -- | -- |
| May 2004 | $261.3M | $261.3M | $0 | 10 | -- |
| Mar 2004 | $261.3M | $261.3M | $0 | 10 | -- |
| Jan 2004 | $252.8M | $252.8M | $0 | 10 | -- |
DateJan 2008
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees--
Clients--
DateJun 2007
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees--
Clients--
DateDec 2005
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees--
Clients--
DateNov 2005
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees--
Clients--
DateFeb 2005
Total AUM$389.4M
Discretionary$389.4M
Non-Disc.$0
Employees--
Clients--
DateMay 2004
Total AUM$261.3M
Discretionary$261.3M
Non-Disc.$0
Employees10
Clients--
DateMar 2004
Total AUM$261.3M
Discretionary$261.3M
Non-Disc.$0
Employees10
Clients--
DateJan 2004
Total AUM$252.8M
Discretionary$252.8M
Non-Disc.$0
Employees10
Clients--