SMART FINANCIAL ADVISORS, LLC
CRD #118006 SEC #801-60886 DEVON, PA 610-254-0700
SEC Registered
Total AUM
$27.9M
Discretionary
$0
Employees
--
Clients
25
Accounts
45
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELVILLE, ADRIENNE, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELVILLE, ADRIENNE, MARIA | I | COMPLIANCE OFFICER | NA | Control |
| QUINLAN, JAMES, PHILLIP | I | PRESIDENT | NA | Control |
| QUINLAN, JAMES, PHILLIP | I | PRESIDENT | NA | Control |
| QUINLAN, JAMES, PHILLIP | I | PRESIDENT | NA | Control |
| QUINLAN, JAMES, PHILLIP | I | PRESIDENT | NA | Control |
| SMART & ASSOCIATES, LLP | DE | MEMBER | E | Control |
| SMART & ASSOCIATES, LLP | DE | PARTNERSHIP | E | Control |
| SMART & ASSOCIATES, LLP | DE | PARTNERSHIP | E | Control |
| SMART & ASSOCIATES, LLP | DE | PARTNERSHIP | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SMART, JAMES, J | I | SMART & ASSOCIATES, LLP | C | Control |
| SMART, JAMES, J | I | SMART & ASSOCIATES, LLP | C | Control |
| SMART, JAMES, J | I | SMART & ASSOCIATES, LLP | C | Control |
| SMART, JAMES, J | I | SMART & ASSOCIATES, LLP | C | Control |
Registrations
Federal
IA
Sep 8, 2004 REGISTERED
Notice Filings (3)
IL MD PA
Address
80 LANCASTER AVENUESUITE 100
DEVON, PA 19333
USA
Phone: 610-254-0700