CPFA, LLC
Legal name: COMPREHENSIVE PERSONAL FINANCIAL ADVISORS
CRD #118192 SEC #801-61885 GREENWOOD VILLAGE, CO 303/770-0154
SEC Registered
Total AUM
$257.7M
Discretionary
$256.5M
Employees
8
Clients
101
Accounts
469
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EILBER, KIMBERLY, SKIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMEL, JOHN, EDWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUPPINGER, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUPPINGER, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROGERS, RICHARD, JAMES | I | OWNER | E | Control |
| ROGERS, RICHARD, JAMES | I | OWNER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ROGERS, RICHARD, JAMES | I | OWNER, CHEIF COMPLIANCE OFFICER | E | Control |
| ROGERS, RICHARD, JAMES | I | OWNER | E | Control |
| ROGERS, RICHARD, JAMES | I | OWNER | E | Control |
| ROGERS, RICHARD, JAMES | I | OWNER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ROGERS, RICHARD, JAMES | I | OWNER | E | Control |
| ROGERS, RICHARD, JAMES | I | OWNER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ROGERS, RICHARD, JAMES | I | MANAGING MEMBER | E | Control |
| ELSENSOHN, KELLY, MICHAEL | I | MEMBER | C | Control |
| ELSENSOHN, KELLY, MICHAEL | I | OWNER | C | Control |
| ELSENSOHN, KELLY, MICHAEL | I | MEMBER | C | Control |
| ELSENSOHN, KELLY, MICHAEL | I | MEMBER | C | Control |
Registrations
Federal
IA
Mar 26, 2013 REGISTERED
Notice Filings (3)
CO MA TX
Address
5299 DTC BLVDSUITE 320
GREENWOOD VILLAGE, CO 80111-3323
United States
Phone: 303/770-0154